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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

MICHAEL JOHN GRAHAM

Advisor at MIDWESTERN SECURITIES TRADING CO.,LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ced135e-810f-a66c-cf99-9a8ca091bfbf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Mar 21, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MIDWESTERN SECURITIES TRADING CO.,LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 21, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 26derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Mar 21, 1996
Dual registered: yes, broker-dealer
Other names: MICHAEL JOHN GRAHAM
IAPD individual key: 2726573

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MIDWESTERN SECURITIES TRADING CO.,LLC	Independent wealth	Sep 27, 1999	n/a	yes	Niantic, IL\|Dalton City, IL\|Havana, IL\|PEORIA, IL\|EAST PEORIA, IL\|EAST PEORIA, IL\|MONMOUTH, IL\|Oglesby, IL\|EAST PEORIA, IL\|ST. LOUIS, MO\|PRINCEVILLE, IL\|PEORIA, IL\|ST LOUIS, MO\|TOULON, IL\|ELMWOOD, IL\|STERLING, IL\|MACKINAW, IL\|ST LOUIS, MO\|EUREKA, IL\|METAMORA, IL\|Fairfield, IL\|Pontiac, IL\|PITTSFIELD, IL\|MT STERLING, IL\|GRIGGSVILLE, IL\|MANCHESTER, MO\|EAST PEORIA, IL\|HARVARD, IL\|OREGON, IL\|WAYNE CITY, IL\|GRAYVILLE, IL\|Tremont, IL\|Decatur, IL\|Mt. Zion, IL\|Maroa, IL\|Bethany, IL\|Sullivan, IL\|BREESE, IL\|Rockford, IL	Current employment

Relationships

Registered with (1)

→ MIDWESTERN SECURITIES TRADING CO.,LLCRegistered adviserregistration: current employment
Sep 27, 1999 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ced135e-810f-a66c-cf99-9a8ca091bfbf
First observed: Mar 21, 1996
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL JOHN GRAHAM

Advisor at MIDWESTERN SECURITIES TRADING CO.,LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ced135e-810f-a66c-cf99-9a8ca091bfbf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MIDWESTERN SECURITIES TRADING CO.,LLC

Independent wealth

Sep 27, 1999

n/a

yes

Current employment