DFX Intelligence

C••••••• A•• S••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

C••••••• A•• S••• W••••• M•••••••••

C••••••• A•• S••• W••••• M••••••••• INC., CRD 328371

WOODLAND HILLS, CA

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Search this name across graphsid dfx:ria:9d09e937-0e34-c110-9734-2c4cf9913102

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 19, 2026 to Mar 19, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

C••••••• a•• S••• W••••• M•••••••••

Investment consultant · key crd, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $5.3M••• Locked
Discretionary RAUM: $0
Private client RAUM: $1.3Mderived••• Locked
Private client share: 24%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1
Offices

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••• N•••••• C•••••••	Certified Financial Planner	WOODLAND HILLS, CA	1	25	4	no

Relationships

Registered with (1)

← A•••• N•••••• C•••••••Advisorregistration: current employment
Jan 27, 2025 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d09e937-0e34-c110-9734-2c4cf9913102
First observed: Mar 19, 2026
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.