DFX Intelligence

A•••• N•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

A•••• N•••••• C•••••••

Advisor at C••••••• A•• S••• W••••• M•••••••••

WOODLAND HILLS, CA

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Search this name across graphsid dfx:ria:50e96864-68c0-8507-f3a1-b8adee3933ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•• S••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•• S••• W••••• M•••••••••	State registered	Jan 27, 2025	n/a	yes	WOODLAND HILLS, CA	Current employment
S•• B•••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Mar 4, 2019	Apr 25, 2024	no	Woodland Hills, CA\|Woodland Hills, CA\|RUSSELLVILLE, AR\|RUSSELLVILLE, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• B•••••• F•••••••• S•••••••• I•••	C••••••• A•• S••• W••••• M•••••••••	Apr 25, 2024	Jan 27, 2025	277	Firm change	Ibd to state RIA
F•••••••• E••••• S•••••••• I•••	S•• B•••••• F•••••••• S•••••••• I•••	Nov 6, 2018	Mar 4, 2019

Relationships

Registered with (5)

→ C••••••• A•• S••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 27, 2025 to presentfactForm ADV
→ S•• B•••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 4, 2019 to Apr 25, 2024factForm ADV
→ F•••••••• E••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 14, 2016 to Nov 6, 2018factForm ADV
→ K••••••• C•••••• C•••••••••

Dated events

Occurred
Apr 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50e96864-68c0-8507-f3a1-b8adee3933ac
First observed: Sep 25, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.