DFX Intelligence

E•••••• B••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

E•••••• B••• C•••••••

Advisor at K•••••• W••••• I••••••••• A•••••••• L••

Mentor, OH | WESTLAKE, OH

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Search this name across graphsid dfx:ria:9d0f33ff-0192-8a16-53a1-919606111455

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 20, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• W••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• W••••• I••••••••• A•••••••• L••	Independent wealth	Jan 7, 2026	n/a	yes	Mentor, OH\|WESTLAKE, OH	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 29, 2021	Sep 24, 2021	no	Chesterland, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	K•••••• W••••• I••••••••• A•••••••• L••	Sep 24, 2021	Jan 7, 2026	1,566	Firm change after gap	Ibd to RIA
L•• F•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Aug 26, 2021	Jul 29, 2021

Relationships

Registered with (3)

→ K•••••• W••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 29, 2021 to Sep 24, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 20, 2008 to Aug 26, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d0f33ff-0192-8a16-53a1-919606111455
First observed: Oct 20, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.