DFX Intelligence

C••••••••• J•••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

C••••••••• J•••• D•••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Rockwall, TX | WINDERMERE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d1832b4-3273-6eaf-3a4d-721f0e25052b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Feb 5, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 12, 2025	n/a	yes	Rockwall, TX	Current employment
P•••• W••••• A••••••• L••	Independent wealth	Dec 19, 2024	n/a	yes	WINDERMERE, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• F••••••	P•••• W••••• A••••••• L••	Jan 12, 2026	Dec 19, 2024	-389	Firm change after gap	Other
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	P•••• F••••••	Jan 25, 2023	Jun 30, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
14251:3978:CA:2016-12-02	Dec 12, 2016	Dec 12, 2016	WALNUT CREEK, CA	Firm change

Relationships

Registered with (6)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 12, 2025 to presentfactForm ADV
→ P•••• W••••• A••••••• L••Registered adviserregistration: previous registration
Sep 18, 2018 to Sep 15, 2022factForm ADV
→ P•••• F••••••Registered adviserregistration: previous registration
Jun 30, 2023 to Jan 12, 2026factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

Dated events

Occurred
Jan 12, 2026
Advisor changed firm
C••••••••• J•••• D••••••• left P•••• F•••••• for P•••• W••••• A••••••• L•• (registered 2024-12-19)
Form ADVobserved 7 days ago
Occurred
Jan 25, 2023
Advisor changed firm
C••••••••• J•••• D••••••• left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for P•••• F•••••• (registered 2023-06-30)
Form ADVobserved 7 days ago
Occurred
Sep 15, 2022
Advisor changed firm
C••••••••• J•••• D••••••• left P•••• W••••• A••••••• L•• for U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• (registered 2022-09-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d1832b4-3273-6eaf-3a4d-721f0e25052b
First observed: Feb 5, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.