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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

PROXY WEALTH ADVISORS LLC

CRD 298080

WINDERMERE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f27f8538-bdcb-7e99-c57b-33974138bea8

Data as of Apr 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 13
On other graphs: 0
Observed: Jun 12, 2023 to Apr 9, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $83.3MItem 5.F on the latest filing (2026-04-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $83.3M
Private client RAUM: $74.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $6.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 25
Advisory employees: 11
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 614
Individual clients: 595
High net worth clients: 10
SEC number: 801-128321
CRD: 298080
Filings on the tape: 25
First filed: Jun 12, 2023
Latest filed: Apr 9, 2026
Organised: Limited Liability Company, DE
Website: proxywealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARC ANTHONY DECUFFA	n/a	Chappaqua, NY \| WINDERMERE, FL	3	17	8	no
Rafael Junqueira Nani	n/a	WINDERMERE, FL	3	11	n/a	no
Pietro Bagatim Galina	n/a	WINDERMERE, FL	3	33	n/a	no
Peterson Italo Cenerino	n/a	WINDERMERE, FL \| Orlando, FL	2	15	n/a	no
Felipe Demetre Mardakis	n/a	WINDERMERE, FL \| Orlando, FL	1	11	n/a	no
Carolyn Reynolds	n/a	WINDERMERE, FL \| Huntersville, NC	1	20	4	no
Tatiane Silva Teixeira	n/a	WINDERMERE, FL \| Winter Garden, FL	1	12	n/a	no
Raquel Schiavon	n/a	Noblesville, IN \| WINDERMERE, FL	1	10	n/a	no
TULIO BARBOSA RIBEIRO	n/a	Aventura, FL \| WINDERMERE, FL	0	13	1	no
Charles Achoa	n/a	WINDERMERE, FL \| Orlando, FL	0	32	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Caulkins, Bryan	Owner	D	yes	07/2022	Jun 12, 2023	Dec 17, 2024
DAVIDSON, CHRISTOPHER, JAMES	Owner	D	yes	07/2022	Jun 12, 2023	Dec 17, 2024
POTTER, ARTHUR, WAYNE	Cco	Na	yes	07/2024	Jul 30, 2024	Dec 17, 2024
PROXY FINANCIAL CORP	Owner	E	yes	09/2022	Jun 12, 2023	Dec 17, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PROXY INTERNATIONAL LLC	n/a	Former SEC adviser	$26.4M	N	yes	n/a
PROXY FREEDOM LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Phoenix	Az	United States	1	no
Miami	FL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 9, 2026	$83.3M	$83.3M	25	11	2	n/a	n/a
2024	Mar 25, 2025	$90.0M	$90.0M	25	11	9	n/a	n/a
2023	Mar 19, 2024	$133M	$58.9M	12	11	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	16.7%	0	0	0	4	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$83.3M	$90.0M	-7.5%	n/a	n/a	25	25	2	9

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Dec 17, 2025	Jul 11, 2025	WINDERMERE, FL	Team lift out	RIA to ibd	15.4%

Relationships

Registered with (20)

← Charles AchoaAdvisorregistration: current employment
Jul 30, 2026 to presentfactForm ADV
← TULIO BARBOSA RIBEIROAdvisorregistration: previous registration
Nov 23, 2020 to Dec 31, 2025factForm ADV
← Raquel SchiavonAdvisorregistration: current employment
Jul 16, 2025 to presentfactForm ADV
← Tatiane Silva TeixeiraAdvisorregistration: current employment
Jun 17, 2025 to presentfactForm ADV
← Carolyn ReynoldsAdvisorregistration: current employment
Feb 27, 2025 to presentfactForm ADV
← CHRISTOPHER JAMES DAVIDSONAdvisorregistration: previous registration
Sep 18, 2018 to Sep 15, 2022factForm ADV
← Felipe Demetre MardakisAdvisorregistration: current employment
Oct 18, 2024 to presentfactForm ADV
← Peterson Italo CenerinoAdvisorregistration: current employment
Dec 25, 2023 to presentfactForm ADV
← Rafael Junqueira NaniAdvisorregistration: current employment
Sep 8, 2023 to presentfactForm ADV
← Pietro Bagatim GalinaAdvisorregistration: current employment
Sep 8, 2023 to presentfactForm ADV
← Bryan CaulkinsAdvisorregistration: previous registration
Aug 13, 2018 to Sep 15, 2022factForm ADV
← MARC ANTHONY DECUFFAAdvisorregistration: previous registration
Nov 5, 2020 to Mar 22, 2022factForm ADV
← ARTHUR WAYNE POTTERAdvisorregistration: previous registration
Jul 30, 2024 to Dec 17, 2025factForm ADV
← Dannett June GardinerAdvisorregistration: previous registration
Jan 30, 2024 to Dec 17, 2025factForm ADV
← Lukas J DeWittAdvisorregistration: previous registration
Feb 19, 2021 to Oct 24, 2024factForm ADV
← OLEG N. ZVIAGINAdvisorregistration: previous registration
May 9, 2021 to Jul 17, 2024factForm ADV
← Matthew LottAdvisorregistration: previous registration
Dec 5, 2023 to Jun 24, 2024factForm ADV
← JACOB ANDREW STINSONAdvisorregistration: previous registration
Feb 19, 2023 to May 23, 2023factForm ADV
← Thet H MyothweAdvisorregistration: previous registration
Apr 22, 2021 to Sep 15, 2022factForm ADV
← OMAR A MORILLOAdvisorregistration: previous registration
Jan 6, 2021 to Feb 19, 2021factForm ADV

Affiliated with (2)

→ PROXY INTERNATIONALRegistered adviserother investment adviser, common control
factForm ADV
← PROXY INTERNATIONALRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← POTTER, ARTHUR, WAYNEOwnerCCO, ownership code NA, individual
Jul 30, 2024 to Dec 17, 2024factForm ADV
← DAVIDSON, CHRISTOPHER, JAMESOwnerOWNER, ownership code D, individual
Jun 12, 2023 to Dec 17, 2024factForm ADV
← Caulkins, BryanOwnerOWNER, ownership code D, individual
Jun 12, 2023 to Dec 17, 2024factForm ADV
← PROXY FINANCIAL CORPOwnerOWNER, ownership code E, domestic entity
Jun 12, 2023 to Dec 17, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 17, 2025
Team lift-out
2 advisors left Proxy Wealth Advisors LLC (Windermere, FL) for Cambridge Investment Research Advisors, Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 17, 2025
Advisor changed firm
Arthur Wayne Potter left Proxy Wealth Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-06-23)
Form ADVobserved 5 days ago
Occurred
Dec 17, 2025
Advisor changed firm
Dannett June Gardiner left Proxy Wealth Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-07-11)
Form ADVobserved 5 days ago
Occurred
Oct 24, 2024
Advisor changed firm
Lukas J Dewitt left Proxy Wealth Advisors Llc for Elevate Planners (registered 2024-12-08)
Form ADVobserved 5 days ago
Occurred
Jul 30, 2024
Control person joined
Wayne Arthur Potter (Cco) appeared on Schedule A of Proxy Wealth Advisors Llc
Form ADVobserved 5 days ago
Occurred
Jul 30, 2024
Control person left
Oleg Zviagin (Cco) no longer on Schedule A of Proxy Wealth Advisors Llc (listed 2024-04-17, absent 2024-07-30)
Form ADVobserved 5 days ago
Occurred
Jun 24, 2024
Advisor changed firm
Matthew Lott left Proxy Wealth Advisors Llc for Pruco Securities, Llc (registered 2024-06-26)
Form ADVobserved 5 days ago
Occurred
Jun 12, 2023
First Form ADV filing
Proxy Wealth Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago
Occurred
May 23, 2023
Advisor changed firm
Jacob Andrew Stinson left Proxy Wealth Advisors Llc for Walser Wealth Management Company, A Limited Liability Company (registered 2023-05-12)
Form ADVobserved 5 days ago
Occurred
Sep 15, 2022
Advisor changed firm
Bryan Caulkins left Proxy Wealth Advisors Llc for United Planners' Financial Services Of America A Limited Partner (registered 2022-09-21)
Form ADVobserved 5 days ago
Occurred
Sep 15, 2022
Advisor changed firm
Thet H Myothwe left Proxy Wealth Advisors Llc for United Planners' Financial Services Of America A Limited Partner (registered 2022-08-19)
Form ADVobserved 5 days ago
Occurred
Sep 15, 2022
Advisor changed firm
Christopher James Davidson left Proxy Wealth Advisors Llc for United Planners' Financial Services Of America A Limited Partner (registered 2022-09-26)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 31, 2026
Proxy Wealth Advisors Llc reported 2 offices beyond its principal office, down from 10 (2026-01-12 to 2026-03-31)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f27f8538-bdcb-7e99-c57b-33974138bea8
First observed: Jun 12, 2023
Last observed: Apr 9, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROXY WEALTH ADVISORS LLC

CRD 298080

WINDERMERE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f27f8538-bdcb-7e99-c57b-33974138bea8

Data as of Apr 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARC ANTHONY DECUFFA

n/a

Chappaqua, NY | WINDERMERE, FL

Rafael Junqueira Nani

n/a

WINDERMERE, FL

n/a

Pietro Bagatim Galina

n/a

WINDERMERE, FL

n/a

Peterson Italo Cenerino

n/a

WINDERMERE, FL | Orlando, FL

n/a

Felipe Demetre Mardakis

n/a

WINDERMERE, FL | Orlando, FL

n/a

Carolyn Reynolds

n/a

WINDERMERE, FL | Huntersville, NC

Tatiane Silva Teixeira

n/a

WINDERMERE, FL | Winter Garden, FL

n/a

Raquel Schiavon

n/a

Noblesville, IN | WINDERMERE, FL

n/a

TULIO BARBOSA RIBEIRO

n/a

Aventura, FL | WINDERMERE, FL

Charles Achoa

n/a

WINDERMERE, FL | Orlando, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Caulkins, Bryan

Owner

yes

07/2022

Jun 12, 2023

Dec 17, 2024

DAVIDSON, CHRISTOPHER, JAMES

Owner

yes

07/2022

Jun 12, 2023

Dec 17, 2024

POTTER, ARTHUR, WAYNE

Cco

yes

07/2024

Jul 30, 2024

Dec 17, 2024

PROXY FINANCIAL CORP

Owner

yes

09/2022

Jun 12, 2023

Dec 17, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PROXY INTERNATIONAL LLC

n/a

Former SEC adviser

$26.4M

yes

n/a

PROXY FREEDOM LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Phoenix

United States

Miami

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 9, 2026

$83.3M

n/a

2024

Mar 25, 2025

$90.0M

n/a

2023

Mar 19, 2024

$133M

$58.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$83.3M

$90.0M

-7.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Dec 17, 2025

Jul 11, 2025

WINDERMERE, FL

Team lift out

RIA to ibd

15.4%