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Advisor at J.P. MORGAN SECURITIES LLC
Colorado Springs, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jun 21, 2023 | n/a | yes | Colorado Springs, CO|Colorado Springs, CO | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 18, 2019 | Jun 9, 2023 | no | AURORA, CO|HIGHLANDS RANCH, CO|AURORA, CO|AURORA, CO|CENTENNIAL, CO|AURORA, CO|HIGHLANDS RANCH, CO|COLORADO SPRINGS, CO|COLORADO SPRINGS, CO|COLORADO SPRINGS, CO | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 14, 2019 | Dec 26, 2019 | no | LAKEWOOD, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Jun 9, 2023 | Jun 21, 2023 | 12 | Firm change | Wirehouse to wirehouse |
| EQUITABLE ADVISORS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 26, 2019 | Dec 18, 2019 | -8 | Firm change | Ibd to wirehouse |