DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

ANTHONY RANDALL BARTLETT

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Westford, MA | East Providence, RI | Worcester, MA | Riverside, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d3b7aac-91a7-1885-ea41-b8623f2cf33d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jul 1, 1991
First registration: Feb 21, 2001
Dual registered: yes, broker-dealer
Other names: TONY BARTLETT
IAPD individual key: 2146228

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 3, 2018	n/a	yes	East Providence, RI\|Riverside, RI\|Worcester, MA\|Westford, MA	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Nov 15, 2017	no	Worcester, MA\|WORCESTER, MA	Previous registration
Mariner	Independent wealth	Apr 6, 2016	Nov 16, 2017	no	Worcester, MA\|OVERLAND PARK,, KS	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Mar 25, 2017	no	WORCESTER, MA\|Worcester, MA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Feb 5, 2004	Jan 2, 2015	no	FITCHBURG, MA\|GARDNER, MA\|LEOMINSTER, MA\|LEOMINSTER, MA\|SHIRLEY, MA\|WORCESTER, MA\|WORCESTER, MA	Previous registration
VERAVEST INVESTMENT ADVISORS, INC.	n/a	Feb 21, 2001	Dec 19, 2003	no	EAST PROVIDENCE, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Mariner	MML INVESTORS SERVICES, LLC	Nov 16, 2017	Mar 25, 2017	-236	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Nov 15, 2017	Jan 3, 2018	49	Firm change	Other
MSI FINANCIAL SERVICES, INC.	Mariner	Mar 25, 2017	Apr 6, 2016	-353	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other
VERAVEST INVESTMENT ADVISORS, INC.	NEW ENGLAND SECURITIES CORPORATION	Dec 19, 2003	Feb 5, 2004	48	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151664:10409:KS:2017-11-16	Nov 16, 2017	Mar 25, 2017	OVERLAND PARK,, KS	Firm change after gap
14251:151664:MA:2017-03-25	Mar 25, 2017	Apr 6, 2016	WORCESTER, MA	Firm change after gap

Relationships

Registered with (6)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Jan 3, 2018 to presentfactForm ADV
→ MARINERRegistered adviserregistration: previous registration
Apr 6, 2016 to Nov 16, 2017factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Nov 15, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Mar 25, 2017factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 5, 2004 to Jan 2, 2015factForm ADV
→ VERAVEST INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Feb 21, 2001 to Dec 19, 2003factForm ADV

Dated events

No dated event names this entity yet.