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CRD 325768
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KURT PATRICK O TAN | n/a | NEW YORK, NY | 1 | 11 | n/a | no |
| JOHN PHILIP MCCARTNEY | n/a | NEW YORK, NY | 0 | 23 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| HIGH IMPACT GREEN BOND FUND | Hedge Fund | $10.0M | Dec 19, 2024 | 1 | Feb 16, 2024 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CLUNIES-ROSS, MATTHEW | MANAGING PARTNER | C | yes | 04/2004 | Feb 16, 2024 | Dec 19, 2024 |
| COLLESS, JEREMY, JAMES | CHIEF EXECUTIVE OFFICER | C | yes | 04/2004 | Feb 16, 2024 | Dec 19, 2024 |
| MCCARTNEY, JOHN, PHILIP | MANAGING PARTNER | C | yes | 04/2004 | Feb 16, 2024 | Dec 19, 2024 |
| LEE, MEI, HUAY | CHIEF COMPLIANCE OFFICER | Na | no | 02/2024 | Feb 16, 2024 | Dec 19, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| RICHMOND VIC | n/a | Australia | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $37.7M | $37.7M | 7 | 4 | 1 | 1 | n/a |
| 2024 | Mar 14, 2025 | $26.0M | $26.0M | 7 | 4 | 1 | 1 | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $37.7M | $26.0M | 45.0% | n/a | n/a | 7 | 7 | 1 | 1 |