DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••••• C•••••• M••••••••• ••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Feb 16, 2024 · 4 filings
SEC status approved since Mar 18, 2024
RAUM
$37.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$18.9M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$37.7M as of Mar 31, 2026
Mar 14, 2025$26.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 14, 20250 then
Employees (5.A)7 as of Mar 31, 2026
Mar 14, 20257 then
Private funds1 as of Mar 31, 2026
Mar 14, 20251 then
RAUM +45% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $18.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $12.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 32%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$24.0M64%
- Charitable organizations$12.0M32%
- Pooled investment vehicles$1.7M4.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.68 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• P•••••• O• T•• | New York, Ny | Jul 27, 2025 | 11 y | 0 |
| J••• P••••• M•••••••• | New York, Ny | Oct 17, 2025 | 23 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• P••••• M•••••••• from C••••• C••••••••• I••••••••• L••Oct 17, 2025 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••• I••••• G•••• B••• F••• | Hedge Fund | $10.0M | 1 | Feb 16, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• M•••••• · Managing Partnercontrolsince 04/2004 · owns 25% to 50%
- C••••••• J•••••• J•••• · Chief Executive Officercontrolsince 04/2004 · owns 25% to 50%
- M••••••••• J•••• P••••• · Managing Partnercontrolsince 04/2004 · owns 25% to 50%
- L••• M••• H••• · Chief Compliance Officersince 02/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Richmond Vic, Australia2 employees
What changed
consecutive filings, newest first
- Accounts · 2 to 3Mar 14, 2025 to Mar 31, 2026
- Advisory activities · 1 to 2Mar 14, 2025 to Mar 31, 2026
- Financial planning clients · 0 to Mar 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $26.0M to $37.7MMar 14, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $10.5M to $1.7MMar 14, 2025 to Mar 31, 2026
- RAUM · $26.0M to $37.7MMar 14, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Dec 19, 2024 to Mar 14, 2025
- Discretionary RAUM · $25.0M to $26.0MDec 19, 2024 to Mar 14, 2025
- RAUM · $25.0M to $26.0MDec 19, 2024 to Mar 14, 2025
- Accounts · 1 to 2Feb 16, 2024 to Dec 19, 2024
- Assets in custody · unset to 1400000.0Feb 16, 2024 to Dec 19, 2024
- Insurance-licensed employees · 1 to 0Feb 16, 2024 to Dec 19, 2024
- Other offices · 0 to 1Feb 16, 2024 to Dec 19, 2024
- Discretionary RAUM · $10.0M to $25.0MFeb 16, 2024 to Dec 19, 2024
- Pooled vehicle RAUM · $10.0M to $10.5MFeb 16, 2024 to Dec 19, 2024
- RAUM · $10.0M to $25.0MFeb 16, 2024 to Dec 19, 2024
- Related adviser · true to falseFeb 16, 2024 to Dec 19, 2024
Signals
1 dated events
- A••••••• C•••••• M••••••••• ••••••••• L• filed its initial SEC registration (Form ADV)Feb 16, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/artesian-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (646) 270-4224reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $18.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026