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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

MICHAEL FRANCIS MOSS

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Boardman, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 22, 1997
First registration: Apr 20, 2000
Dual registered: yes, broker-dealer
Other names: MIKE FRANCIS MOSS
IAPD individual key: 2691646

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Dec 1, 2017	n/a	yes	Boardman, OH	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Dec 2, 2014	Dec 4, 2017	no	Boardman, OH\|APPLETON, WI	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Feb 26, 2008	Dec 19, 2014	no	HOLBROOK, NY	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jan 10, 2005	Feb 7, 2008	no	BOARDMAN, OH	Previous registration
QUESTAR CAPITAL CORPORATION	n/a	Apr 20, 2000	Dec 31, 2005	no	BOARDMAN, OH\|BOARDMAN, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 4, 2017	Dec 1, 2017	-3	Firm change	Other
AMERICAN PORTFOLIOS ADVISORS, INC	INVEST FINANCIAL CORPORATION	Dec 19, 2014	Dec 2, 2014	-17	Firm change	Other
QUESTAR ASSET MANAGEMENT, INC.	AMERICAN PORTFOLIOS ADVISORS, INC	Feb 7, 2008	Feb 26, 2008	19	Firm change	Other
QUESTAR CAPITAL CORPORATION	QUESTAR ASSET MANAGEMENT, INC.	Dec 31, 2005	Jan 10, 2005	-355	Bulk transfer	Other

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Dec 1, 2017 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Dec 2, 2014 to Dec 4, 2017factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Feb 26, 2008 to Dec 19, 2014factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 10, 2005 to Feb 7, 2008factForm ADV
→ QUESTAR CAPITAL CORPORATIONRegistered adviserregistration: previous registration
Apr 20, 2000 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.