DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• F•••••• M•••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedBoardman, Ohdual registrantIAPD 2691646

Feed of 09/14/2026

Also filed as Mike F•••••• M•••

At current firm

8 y

since Dec 1, 2017

In the industry

28 y

since Dec 22, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Dec 1, 2017 · Boardman, Oh
I••••• F•••••••• C••••••••• former
Dec 2, 2014 to Dec 4, 2017 · Boardman, Oh
A••••••• P••••••••• A•••••••• I•• former
Feb 26, 2008 to Dec 19, 2014 · Holbrook, Ny
Q•••••• A•••• M••••••••• I••• former
Jan 10, 2005 to Feb 7, 2008 · Boardman, Oh
Q•••••• C•••••• C••••••••• unclassified
Apr 20, 2000 to Dec 31, 2005 · Boardman, Oh

Moves

a registration end followed by a registration begin elsewhere

I••••• F•••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Dec 4, 2017, registered Dec 1, 2017 (-3 days) · Other
A••••••• P••••••••• A•••••••• I•• to I••••• F•••••••• C•••••••••
left Dec 19, 2014, registered Dec 2, 2014 (-17 days) · Other
Q•••••• A•••• M••••••••• I••• to A••••••• P••••••••• A•••••••• I••
left Feb 7, 2008, registered Feb 26, 2008 (19 days) · Other
Q•••••• C•••••• C••••••••• to Q•••••• A•••• M••••••••• I•••
left Dec 31, 2005, registered Jan 10, 2005 (-355 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address