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A••••• E••••• I••••••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A••••• E••••• I••••••••• P••••••• L••

CRD 173735

SPRING, TX

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Search this name across graphsid dfx:ria:9d55c840-199a-2e43-63d6-3b9234d5e313

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 14
On other graphs: 2
Observed: Jun 5, 2015 to Jul 24, 2026
41 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••• E••••• I••••••••• P••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

A••••• E••••• I••••••••• P••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.3B••• Locked
Discretionary RAUM: $2.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• E••••• I•••••••• F••• I••• L•••	Private Equity Fund	$783M	Sep 4, 2024	34	Mar 30, 2019	reported	021-334028
A••••• I•••••••• F••• I•• L•••	Private Equity Fund	$549M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• K•••••••• S••••	CHIEF FINANCIAL OFFICER	Na	yes	08/2024	Aug 28, 2024	Sep 4, 2024
A•••••• K•••••• C••••• R•••••	Partner	Na	yes	01/2015	Oct 20, 2015	Sep 4, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• D•••••• D••••• I••••••••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a
A••••• E••••• I•••••••• F••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
LAS CONDES, SANTIAGO	n/a	Chile	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$2.6B	-12.7%	$1.8B	8.4%	20	21	0	1

Relationships

Advises (16)

→ A••••• I•••••••• F••• I•••• L•••Private fundPrivate Equity Fund, IA
Apr 8, 2024 to presentfactForm ADV
→ A••••• T•••••• D••••• I••••••••• I• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ A••••• H•••••• D••••• I••••••••• I• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ A••••• P•• D••••• I••••••••• I• L•••

Dated events

Occurred
Aug 28, 2024
Control person joined
Sarah Kimberly Akbar (Chief Financial Officer) appeared on Schedule A of A••••• E••••• I••••••••• P••••••• L••
Form ADVobserved 7 days ago
Occurred
Apr 25, 2024
Control person left
Diego Gotthelf (Chief Financial Officer) no longer on Schedule A of A••••• E••••• I••••••••• P••••••• L•• (listed 2024-04-08, absent 2024-04-25)
Form ADVobserved 7 days ago
Occurred
Feb 12, 2024
Control person joined
L Brandon Wax (Partner) appeared on Schedule A of A••••• E••••• I••••••••• P••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d55c840-199a-2e43-63d6-3b9234d5e313
First observed: Jun 5, 2015
Last observed: Jul 24, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.