DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Arroyo Energy Investment Partners LLC
Latest filing Jul 24, 2026
First filing on the tape Jun 5, 2015 · 41 filings
SEC status approved since Jun 17, 2015
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$2.3B as of Jul 24, 2026
Mar 30, 2016$199M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 24, 2026
Mar 30, 20160 then
Employees (5.A)20 as of Jul 24, 2026
Mar 30, 201614 then
Private funds12 as of Jul 24, 2026
Mar 30, 20162 then
RAUM -13% over the last fiscal year+8.4% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $190MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Arroyo Energy Investors Fund III, L.P. | Private Equity Fund | $783M | 34 | Mar 30, 2019 |
| Arroyo Investors Fund IV, L.P. | Private Equity Fund | $549M | 16 | Mar 31, 2023 |
| Arroyo Broad River Direct Investment I, L.P.no longer reported | Private Equity Fund | $209M | 28 | Mar 31, 2017 |
| Arroyo Dunamis Direct Investment I-A, L.P. | Private Equity Fund | $195M | 17 | Mar 29, 2024 |
| Arroyo Tortuga Direct Investment-A, L.P. | Private Equity Fund | $164M | 12 | Mar 31, 2023 |
| Arroyo Energy Investors Fund II, L.P. | Private Equity Fund | $157M | 29 | Oct 20, 2015 |
| Arroyo Huinala Direct Investment I, L.P. | Private Equity Fund | $145M | 24 | Mar 30, 2020 |
| Arroyo Chile Renewables I Direct Investment, L.P.no longer reported | Private Equity Fund | $90.6M | 6 | Mar 30, 2019 |
| Arroyo Trinity Direct Investment I, L.P. | Private Equity Fund | $87.4M | 11 | Mar 31, 2022 |
| Arroyo Brandywine Direct Investment I, L.P.no longer reported | Private Equity Fund | $48.6M | 6 | Oct 20, 2015 |
| Arroyo Pem Direct Investment I, L.P. | Private Equity Fund | $45.9M | 15 | Mar 31, 2023 |
| Arroyo Pem Direct Investment I Gp, L.P.no longer reported | Private Equity Fund | $38.1M | 15 | Mar 30, 2019 |
| Arroyo Investors Fund IV-B, L.P. | Private Equity Fund | $25.8M | 2 | Apr 8, 2024 |
| Arroyo Dunamis Direct Investment I-B, L.P. | Private Equity Fund | $25.7M | 4 | Mar 29, 2024 |
| Arroyo Chile Renewables II Direct Investment, L.P.no longer reported | Private Equity Fund | $13.3M | 3 | Mar 30, 2019 |
| Arroyo Tortuga Direct Investment-B, L.P. | Private Equity Fund | $0 | 0 | Apr 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Sarah Kimberly Akbar · Chief Financial Officercontrolsince 08/2024 · owns less than 5%
- Rudolf Cesar Araneda Kauret · Partnercontrolsince 01/2015 · owns less than 5%
- Thomas David Field · Managing Membercontrolsince 02/2014 · owns 50% to 75%
- Brame Kimberly Glasspool · Chief Compliance Officer And General Counselcontrolsince 04/2019 · owns less than 5%
- Clayton Robert Jordan · Managing Membercontrolsince 02/2014 · owns 25% to 50%
- Luis Felipe Pinto Rubio · Partnercontrolsince 01/2022 · owns less than 5%
- L Brandon Wax · Partnercontrolsince 02/2024 · owns less than 5%
Related persons
Schedule D 7.A
- Arroyo Dunamis Direct Investment I Gp, L.P.pooled vehicle sponsorn
- Arroyo Energy Investors Fund II Gp, L.P.pooled vehicle sponsorn
- Arroyo Energy Investors Fund III Gp, L.Ppooled vehicle sponsorn
- Arroyo Huinala Direct Investment I Gp, L.P.pooled vehicle sponsorn
- Arroyo Investors Fund IV Aiv Gp, L.Ppooled vehicle sponsorn
- Arroyo Investors Fund IV Gp, L.P.pooled vehicle sponsorn
- Arroyo Pem Direct Investment I Gp, L.P.pooled vehicle sponsorn
- Arroyo Trinity Direct Investment I Gp, L.P.pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Las Condes, Santiago, Chile1 employees
What changed
consecutive filings, newest first
- Other offices · 1 to 0Mar 31, 2026 to Jul 24, 2026
- Accounts · 13 to 12Jan 29, 2026 to Mar 31, 2026
- Pooled vehicle clients · 13 to 12Jan 29, 2026 to Mar 31, 2026
- Private funds · 13 to 12Jan 29, 2026 to Mar 31, 2026
- Discretionary RAUM · $2.6B to $2.3BJan 29, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $2.6B to $2.3BJan 29, 2026 to Mar 31, 2026
- RAUM · $2.6B to $2.3BJan 29, 2026 to Mar 31, 2026
- Employees · 21 to 20Mar 31, 2025 to Jun 2, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jun 2, 2025
- Discretionary RAUM · $2.6B to $2.6BMar 31, 2025 to Jun 2, 2025
- Pooled vehicle RAUM · $2.6B to $2.6BMar 31, 2025 to Jun 2, 2025
- RAUM · $2.6B to $2.6BMar 31, 2025 to Jun 2, 2025
- Accounts · 11 to 13Sep 4, 2024 to Mar 31, 2025
- Pooled vehicle clients · 11 to 13Sep 4, 2024 to Mar 31, 2025
- Employees · 17 to 21Sep 4, 2024 to Mar 31, 2025
- Private funds · 11 to 13Sep 4, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.2B to $2.6BSep 4, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.2B to $2.6BSep 4, 2024 to Mar 31, 2025
- RAUM · $2.2B to $2.6BSep 4, 2024 to Mar 31, 2025
- Advisory employees · 14 to 16Apr 25, 2024 to Jun 10, 2024
- Discretionary RAUM · $2.3B to $2.2BApr 25, 2024 to Jun 10, 2024
- Pooled vehicle RAUM · $2.3B to $2.2BApr 25, 2024 to Jun 10, 2024
- RAUM · $2.3B to $2.2BApr 25, 2024 to Jun 10, 2024
- Accounts · 10 to 11Mar 29, 2024 to Apr 8, 2024
- Pooled vehicle clients · 10 to 11Mar 29, 2024 to Apr 8, 2024
- Private funds · 10 to 11Mar 29, 2024 to Apr 8, 2024
- Discretionary RAUM · $2.2B to $2.3BMar 29, 2024 to Apr 8, 2024
- Pooled vehicle RAUM · $2.2B to $2.3BMar 29, 2024 to Apr 8, 2024
- RAUM · $2.2B to $2.3BMar 29, 2024 to Apr 8, 2024
- Accounts · 8 to 10Feb 12, 2024 to Mar 29, 2024
- Pooled vehicle clients · 8 to 10Feb 12, 2024 to Mar 29, 2024
- Private funds · 8 to 10Feb 12, 2024 to Mar 29, 2024
- Discretionary RAUM · $1.9B to $2.2BFeb 12, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $1.9B to $2.2BFeb 12, 2024 to Mar 29, 2024
- RAUM · $1.9B to $2.2BFeb 12, 2024 to Mar 29, 2024
- Accounts · 7 to 8Mar 31, 2023 to Apr 30, 2023
- Pooled vehicle clients · 7 to 8Mar 31, 2023 to Apr 30, 2023
- Private funds · 7 to 8Mar 31, 2023 to Apr 30, 2023
- Discretionary RAUM · $1.8B to $1.9BMar 31, 2023 to Apr 30, 2023
- Pooled vehicle RAUM · $1.8B to $1.9BMar 31, 2023 to Apr 30, 2023
Signals
14 dated events
- Sarah Kimberly Akbar (Chief Financial Officer) appeared on Schedule A of Arroyo Energy Investment Partners LlcAug 28, 2024 · Control person joined · fact
- Diego Gotthelf (Chief Financial Officer) no longer on Schedule A of Arroyo Energy Investment Partners Llc (listed 2024-04-08, absent 2024-04-25)Apr 25, 2024 · Control person left · inference
- L Brandon Wax (Partner) appeared on Schedule A of Arroyo Energy Investment Partners LlcFeb 12, 2024 · Control person joined · fact
- Luis Felipe Pinto Rubio (Partner) appeared on Schedule A of Arroyo Energy Investment Partners LlcOct 19, 2022 · Control person joined · fact
- Arroyo Energy Investment Partners Llc reported RAUM $2.2B, down 31% from $3.2B (2022-07-22 to 2022-08-24)Aug 24, 2022 · RAUM change · derived
- Arroyo Energy Investment Partners Llc reported RAUM $3.2B, up 52% from $2.1B (2022-05-03 to 2022-07-22)Jul 22, 2022 · RAUM change · derived
- Arroyo Energy Investment Partners Llc reported RAUM $2.1B, down 34% from $3.2B (2022-03-31 to 2022-04-30)Apr 30, 2022 · RAUM change · derived
- Arroyo Energy Investment Partners Llc reported RAUM $3.2B, up 160% from $1.2B (2021-05-24 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Arroyo Energy Investment Partners Llc reported RAUM $1.5B, up 33% from $1.2B (2019-12-09 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Brame Kimberly Glasspool (Chief Compliance Officer And General Counsel) appeared on Schedule A of Arroyo Energy Investment Partners LlcMay 15, 2019 · Control person joined · fact
- Marvin Samuel Warfield (Chief Compliance Officer And General Counsel) no longer on Schedule A of Arroyo Energy Investment Partners Llc (listed 2019-03-30, absent 2019-05-15)May 15, 2019 · Control person left · inference
- Arroyo Energy Investment Partners Llc reported RAUM $1.2B, up 83% from $635.2M (2018-06-26 to 2019-03-30)Mar 30, 2019 · RAUM change · derived
- Arroyo Energy Investment Partners Llc reported RAUM $635.2M, up 83% from $347.6M (2017-04-28 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
- Arroyo Energy Investment Partners Llc filed its initial SEC registration (Form ADV)Jun 5, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Arroyo Energy Investment Partners LLC · Independent Sponsorsshared crd · capital_provider
- Arroyo Energy Investment Partners LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/arroyoinvestorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ARROYOINVESTORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 281-825-5462reportedpublic record, Form ADV, Jul 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026