DFX Intelligence

T•• L••••• C••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

T•• L••••• C••••••••• I•••

CRD 114591

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:9d56c20f-7009-b882-1935-43190f41036f

Data as of Apr 23, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2025 to Apr 23, 2025
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $4.5M••• Locked
Discretionary RAUM: $4.5M
Private client RAUM: $4.5Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• S••• N••	n/a	San Antonio, TX \| Schaumburg, IL \| SCHAUMBURG, IL \| SAN ANTONIO, TX	6	41	6	yes

Relationships

Registered with (1)

← J••• S••• N••Advisorregistration: previous registration
Dec 15, 2017 to Dec 31, 2022factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d56c20f-7009-b882-1935-43190f41036f
First observed: Apr 23, 2025
Last observed: Apr 23, 2025 17 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.