J••• S••• N••

Advisor at T•• L••••• C••••••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0d155c29-f613-b3ba-6fc1-a28b18172ef3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 15, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• L••••• C••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 16, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• L••••• C••••••••• I•••	State registered	Aug 22, 2023	n/a	yes	SAN ANTONIO, TX	Current employment
W•••• E••••• G••••• I•••	Bd affiliated wealth	Feb 5, 2020	n/a	yes	San Antonio, TX\|Schaumburg, IL\|SCHAUMBURG, IL	Current employment

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
T•• L••••• C••••••••• I•••	W•••• E••••• G••••• I•••	Dec 31, 2022	Feb 5, 2020	-1,060	Firm change after gap	Other
F•• S••••••••• C•••••••••	T•• L••••• C••••••••• I•••	Jan 15, 2008	Jan 8, 2003

Relationships

Registered with (3)

→ T•• L••••• C••••••••• I•••Registered adviserregistration: previous registration
Dec 15, 2017 to Dec 31, 2022factForm ADV
→ W•••• E••••• G••••• I•••Registered adviserregistration: current employment
Feb 5, 2020 to presentfactForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Aug 15, 1997 to Jan 15, 2008factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d155c29-f613-b3ba-6fc1-a28b18172ef3
First observed: Aug 15, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.