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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)24 years in industry

DAVID KENNETH BAER

Advisor at LPL FINANCIAL LLC

ORLANDO, FL

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Search this name across graphsid dfx:ria:9d57d19b-e176-f0da-b1ee-2e2d614e6026

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Apr 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 22, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66|S65|S63
First exam: Sep 22, 2001
First registration: Apr 15, 2003
Dual registered: yes, broker-dealer
Other names: DAVID K BAER
IAPD individual key: 4360063

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 24, 2025	n/a	yes	ORLANDO, FL	Current employment
FIRST HORIZON ADVISORS, INC	Former SEC adviser	Sep 7, 2022	Jan 9, 2025	no	Palm Beach, FL\|MEMPHIS, TN\|Orlando, FL\|Palm Beach, FL\|Tampa, FL	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 12, 2021	Sep 2, 2022	no	ORLANDO, FL\|WINTER GARDEN, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 9, 2008	Feb 20, 2013	no	MINNEAPOLIS, MN\|CHARLOTTE, NC\|ORLANDO, FL\|ORLANDO, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	May 16, 2006	Dec 20, 2007	no	ORLANDO, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Sep 22, 2004	Mar 7, 2005	no	ORLANDO, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 15, 2003	Mar 4, 2004	no	ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST HORIZON ADVISORS, INC	LPL FINANCIAL LLC	Jan 9, 2025	Apr 24, 2025	105	Firm change	RIA to ibd
WOODBURY FINANCIAL SERVICES, INC.	FIRST HORIZON ADVISORS, INC	Sep 2, 2022	Sep 7, 2022	5	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	WOODBURY FINANCIAL SERVICES, INC.	Feb 20, 2013	Feb 12, 2021	2,914	Firm change after gap	Wirehouse to ibd
SUNTRUST INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Dec 20, 2007	Feb 9, 2008	51	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Mar 7, 2005	May 16, 2006	435	Firm change after gap	Other
SUNTRUST INVESTMENT SERVICES, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Mar 4, 2004	Sep 22, 2004	202	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 24, 2025 to presentfactForm ADV
→ FIRST HORIZON ADVISORS, INCRegistered adviserregistration: previous registration
Sep 7, 2022 to Jan 9, 2025factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 12, 2021 to Sep 2, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 9, 2008 to Feb 20, 2013factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 16, 2006 to Dec 20, 2007factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 22, 2004 to Mar 7, 2005factForm ADV

Dated events

Occurred
Jan 9, 2025
Advisor changed firm
David Kenneth Baer left First Horizon Advisors, Inc for Lpl Financial Llc (registered 2025-04-24)
Form ADVobserved 6 days ago
Occurred
Sep 2, 2022
Advisor changed firm
David Kenneth Baer left Woodbury Financial Services, Inc. for First Horizon Advisors, Inc (registered 2022-09-07)
Form ADVobserved 6 days ago