DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• K•••••• B•••

L•• F•••••••• L••BD affiliatedOrlando, Fldual registrantIAPD 4360063

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as D•••• K B•••

At current firm

1 y

since Apr 24, 2025

In the industry

24 y

since Sep 22, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 24, 2025 · Orlando, Fl
F•••• H•••••• A•••••••• I•• former
Sep 7, 2022 to Jan 9, 2025 · Palm Beach, Fl
W••••••• F•••••••• S•••••••• I••• former
Feb 12, 2021 to Sep 2, 2022 · Orlando, Fl
W•••• F•••• A••••••• wirehouse
Feb 9, 2008 to Feb 20, 2013 · Minneapolis, Mn
S••••••• I••••••••• S•••••••• I••• former
May 16, 2006 to Dec 20, 2007 · Orlando, Fl
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Sep 22, 2004 to Mar 7, 2005 · Orlando, Fl
S••••••• I••••••••• S•••••••• I••• former
Apr 15, 2003 to Mar 4, 2004 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••
left Jan 9, 2025, registered Apr 24, 2025 (105 days) · RIA to affiliated broker-dealer or bank
W••••••• F•••••••• S•••••••• I••• to F•••• H•••••• A•••••••• I••
left Sep 2, 2022, registered Sep 7, 2022 (5 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to W••••••• F•••••••• S•••••••• I•••
left Feb 20, 2013, registered Feb 12, 2021 (2914 days) · Wirehouse to affiliated broker-dealer or bank
S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Dec 20, 2007, registered Feb 9, 2008 (51 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••
left Mar 7, 2005, registered May 16, 2006 (435 days) · Other
S••••••• I••••••••• S•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Mar 4, 2004, registered Sep 22, 2004 (202 days) · Other

Signals

D•••• K•••••• B••• left F•••• H•••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2025-04-24)
Jan 9, 2025 · Advisor changed firm · fact
D•••• K•••••• B••• left W••••••• F•••••••• S•••••••• I••• for F•••• H•••••• A•••••••• I•• (registered 2022-09-07)
Sep 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address