DFX Intelligence

P••• T••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

P••• T••••• M••••••••

Advisor at J•• I••••••••• C•••••••

OMAHA, NE

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Search this name across graphsid dfx:ria:9d6063c9-3795-39b6-c462-c03859aa114b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•• I••••••••• C•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 20, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•• I••••••••• C•••••••	Mixed wealth	Aug 6, 2013	n/a	yes	OMAHA, NE	Current employment
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	Jan 10, 2007	Jul 16, 2013	no	BELLEVUE, NE\|OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I••••••••• M••••••••• L••	J•• I••••••••• C•••••••	Jul 16, 2013	Aug 6, 2013	21	Firm change	Other
T• A••••••••• I•••	T• A••••••••• I••••••••• M••••••••• L••	Jul 16, 2013	Jan 10, 2007

Relationships

Registered with (3)

→ J•• I••••••••• C•••••••Registered adviserregistration: current employment
Aug 6, 2013 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 10, 2007 to Jul 16, 2013factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Jan 10, 2007 to Jul 16, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d6063c9-3795-39b6-c462-c03859aa114b
First observed: Jan 10, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.