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RIA / WealthAdvisorCertified Financial Planner24 years in industry

JOSHUA ADAM GARDNER

Advisor at PROSPER PRIVATE WEALTH

MESA, AZ

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Search this name across graphsid dfx:ria:9d61be32-2473-8e4c-5c6e-2fe9c3127bf3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPER PRIVATE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Feb 2, 2002
First registration: May 14, 2002
Dual registered: no
IAPD individual key: 4495410

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPER PRIVATE WEALTH	Independent wealth	Dec 2, 2024	n/a	yes	MESA, AZ	Current employment
SUMMIT GLOBAL INVESTMENTS, LLC	Mixed wealth	May 26, 2023	Apr 9, 2025	no	Gilbert, AZ	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Apr 21, 2023	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Apr 24, 2013	Jul 13, 2018	no	TUKWILA, WA\|CHANDLER, AZ	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	May 14, 2002	Apr 9, 2013	no	SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|SOUTH JORDON, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT GLOBAL INVESTMENTS, LLC	PROSPER PRIVATE WEALTH	Apr 9, 2025	Dec 2, 2024	-128	Firm change after gap	RIA to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	SUMMIT GLOBAL INVESTMENTS, LLC	Apr 21, 2023	May 26, 2023	35	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
PRUCO SECURITIES, LLC	STRATEGIC ADVISERS LLC	Apr 9, 2013	Apr 24, 2013	15	Firm change	Other

Relationships

Registered with (5)

→ PROSPER PRIVATE WEALTHRegistered adviserregistration: current employment
Dec 2, 2024 to presentfactForm ADV
→ SUMMIT GLOBAL INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 26, 2023 to Apr 9, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Apr 21, 2023factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Apr 24, 2013 to Jul 13, 2018factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
May 14, 2002 to Apr 9, 2013factForm ADV

Dated events

Occurred
Apr 9, 2025
Advisor changed firm
Joshua Adam Gardner left Summit Global Investments, Llc for Prosper Private Wealth (registered 2024-12-02)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2023
Advisor changed firm
Joshua Adam Gardner left Fidelity Personal And Workplace Advisors for Summit Global Investments, Llc (registered 2023-05-26)
Form ADVobserved 6 days ago