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N••••• S••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

N••••• S••••• T••••••

Advisor at E•••••• F•••••••• E••••••

FEDERAL WAY, WA

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Search this name across graphsid dfx:ria:9d742327-29f2-9305-893b-65021d3b24fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 25, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Nov 30, 2016	n/a	yes	FEDERAL WAY, WA	Current employment
F•••••••• E•••••• A•••••• C•••••• L••	Former SEC adviser	Jan 23, 2014	Nov 30, 2016	no	OVERLAND PARK, KS\|FEDERAL WAY, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• E•••••• A•••••• C•••••• L••	E•••••• F•••••••• E••••••	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
T•• M••••• F••• S••••	F•••••••• E•••••• A•••••• C•••••• L••	Feb 18, 2014	Jan 23, 2014

Relationships

Registered with (5)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Nov 30, 2016 to presentfactForm ADV
→ F•••••••• E•••••• A•••••• C•••••• L••Registered adviserregistration: previous registration
Jan 23, 2014 to Nov 30, 2016factForm ADV
→ T•• M••••• F••• S••••Registered adviserregistration: previous registration
May 23, 2008 to Feb 18, 2014factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d742327-29f2-9305-893b-65021d3b24fa
First observed: May 25, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.