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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

WOOTTON FINANCIAL GROUP INC

GAME PLAN ADVISORS, INC., CRD 114641

CONROE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d77d233-7001-e70d-7f1d-1570f7f22c77

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 0
Observed: Mar 29, 2012 to Feb 27, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $156MItem 5.F on the latest filing (2026-02-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $156M
Private client RAUM: $146MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 718
Individual clients: 262
High net worth clients: 40
SEC number: 801-107732
CRD: 114641
Filings on the tape: 26
First filed: Mar 29, 2012
Latest filed: Feb 27, 2026
Organised: Corporation, TX
Website: woottonfinancial.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WOOTTON, CHRISTOPHER, JASON	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	12/2016	Jan 12, 2017	Feb 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026	$156M	$156M	2	1	0	n/a	n/a
2024	Feb 12, 2025	$135M	$135M	2	2	0	n/a	n/a
2023	Feb 29, 2024	$117M	$117M	3	3	0	n/a	n/a
2022	Mar 9, 2023	$110M	$110M	3	3	0	n/a	n/a
2021	Mar 24, 2022	$116M	$116M	3	3	0	n/a	n/a
2020	Mar 29, 2021	$99.7M	$99.7M	5	4	0	n/a	n/a
2019	Mar 5, 2020	$92.0M	$92.0M	5	3	0	n/a	n/a
2018	Feb 22, 2019	$86.7M	$86.7M	3	3	0	n/a	n/a
2017	Feb 13, 2018	$103M	$103M	3	3	0	n/a	n/a
2016	Feb 15, 2017	$107M	$107M	5	4	n/a	n/a	n/a
2011	Mar 29, 2012	$48.1M	$47.9M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$156M	$135M	15.3%	$110M	12.3%	2	2	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PINKERTON WEALTH PARTNERS	2	Apr 14, 2026	Mar 30, 2026	CONROE, TX	Team lift out	RIA to RIA	100.0%

Relationships

Registered with (3)

← DUDLEY IRWIN LEHMERAdvisorregistration: previous registration
Jul 23, 2015 to Apr 14, 2026factForm ADV
← CHRISTOPHER JASON WOOTTONAdvisorregistration: previous registration
Jan 31, 2008 to Apr 14, 2026factForm ADV
← CRAIG GORDON WEARAdvisorregistration: previous registration
Aug 28, 2003 to Mar 1, 2017factForm ADV

Moved with (1)

→ PINKERTON WEALTH PARTNERSRegistered adviser2 advisors, team lift out, same day
Apr 14, 2026 to Mar 30, 2026factForm ADV

Controls (1)

← WOOTTON, CHRISTOPHER, JASONOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 12, 2017 to Feb 29, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 14, 2026
Team lift-out
2 advisors left Wootton Financial Group Inc (Conroe, TX) for Pinkerton Wealth Partners on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Apr 14, 2026
Advisor changed firm
Dudley Irwin Lehmer left Wootton Financial Group Inc for Pinkerton Wealth Partners (registered 2026-03-30)
Form ADVobserved 4 days ago
Occurred
Apr 14, 2026
Advisor changed firm
Christopher Jason Wootton left Wootton Financial Group Inc for Pinkerton Wealth Partners (registered 2026-03-30)
Form ADVobserved 4 days ago
Occurred
Apr 18, 2016
First Form ADV filing
Game Plan Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
May 1, 2026
Wootton Financial Group Inc no longer on the SEC adviser roster (last listed 2026-04-01, RAUM $156.0M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d77d233-7001-e70d-7f1d-1570f7f22c77
First observed: Mar 29, 2012
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WOOTTON FINANCIAL GROUP INC

GAME PLAN ADVISORS, INC., CRD 114641

CONROE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d77d233-7001-e70d-7f1d-1570f7f22c77

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:28 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WOOTTON, CHRISTOPHER, JASON

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

12/2016

Jan 12, 2017

Feb 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$156M

n/a

2024

Feb 12, 2025

$135M

n/a

2023

Feb 29, 2024

$117M

n/a

2022

Mar 9, 2023

$110M

n/a

2021

Mar 24, 2022

$116M

n/a

2020

Mar 29, 2021

$99.7M

n/a

2019

Mar 5, 2020

$92.0M

n/a

2018

Feb 22, 2019

$86.7M

n/a

2017

Feb 13, 2018

$103M

n/a

2016

Feb 15, 2017

$107M

n/a

2011

Mar 29, 2012

$48.1M

$47.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$156M

$135M

15.3%

$110M

12.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PINKERTON WEALTH PARTNERS

Apr 14, 2026

Mar 30, 2026

CONROE, TX

Team lift out

RIA to RIA

100.0%