DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••••• W••••• P•••••••
CONROE, TX | COEUR D'ALENE, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• W••••• P••••••• | Independent wealth | Mar 30, 2026 | n/a | yes | CONROE, TX|COEUR D'ALENE, ID | Current employment |
| W•••••• F•••••••• G•••• I•• | Former SEC adviser | Jul 23, 2015 | Apr 14, 2026 | no | CONROE, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• F•••••••• G•••• I•• | P•••••••• W••••• P••••••• | Apr 14, 2026 | Mar 30, 2026 | -15 | Firm change | RIA to RIA |
| E•••• M••••••• A•••••••• L•• | W•••••• F•••••••• G•••• I•• | Dec 31, 2017 | Jul 23, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 114641:120973:TX:2026-04-14 | Apr 14, 2026 | Mar 30, 2026 | CONROE, TX | Firm change |
| E•••• M••••••• A•••••••• L•• | n/a | Oct 15, 2013 | Dec 31, 2017 | no | HOUSTON, TX | Previous registration |
| E•••• M••••••• A••••••• L•• | n/a | Jun 11, 2009 | Dec 8, 2011 | no | HOUSTON, TX | Previous registration |
| -892 |
| Firm change after gap |
| Other |
| E•••• M••••••• A••••••• L•• | E•••• M••••••• A•••••••• L•• | Dec 8, 2011 | Oct 15, 2013 | 677 | Firm change after gap | Other |