DFX Intelligence

B•••• J•••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

B•••• J•••• G••••

Advisor at W•••••• B•••• • C•••••• L•••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:9d7c4806-3c2b-07ce-f1db-b80b4287cf79

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• B•••• • C•••••• L•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 28, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• B•••• • C•••••• L•••••	Bd affiliated wealth	Aug 30, 2017	n/a	yes	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Current employment
C•••• C••••••• L••	Former SEC adviser	Apr 14, 2015	Dec 11, 2017	no	GLEN ELLYN, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C••••••• L••	W•••••• B•••• • C•••••• L•••••	Dec 11, 2017	Aug 30, 2017	-103	Firm change after gap	Other
D•••• A• N•••• • C••••••	C•••• C••••••• L••	Jul 31, 2013	Apr 14, 2015

Relationships

Registered with (3)

→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: current employment
Aug 30, 2017 to presentfactForm ADV
→ C•••• C••••••• L••Registered adviserregistration: previous registration
Apr 14, 2015 to Dec 11, 2017factForm ADV
→ D•••• A• N•••• • C••••••Registered adviserregistration: previous registration
Apr 8, 2013 to Jul 31, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d7c4806-3c2b-07ce-f1db-b80b4287cf79
First observed: Apr 8, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.