DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CEDAR CAPITAL, LLC

CRD 174020

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a037aa77-e75a-e8f5-0b53-63593f862d44

Data as of Oct 10, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 10
On other graphs: 0
Observed: Jan 2, 2015 to Oct 10, 2022
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $30.9MItem 5.F on the latest filing (2022-10-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $30.9M
Private client RAUM: $30.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $15.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 128
Individual clients: 29
High net worth clients: 38
SEC number: 801-80836
CRD: 174020
Filings on the tape: 29
First filed: Jan 2, 2015
Latest filed: Oct 10, 2022
Organised: Limited Liability Company, Delaware

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS GEORGE KOLESKI	Certified Financial Planner	GLEN ELLYN, IL	9	20	2	no
Brian Patrick Tumpane	n/a	GLEN ELLYN, IL	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KOLESKI, THOMAS, GEORGE	HEAD OF FINANCIAL PLANNING & CCO	E	yes	07/2022	Jul 6, 2022	Oct 10, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 17, 2022	$37.4M	$37.4M	5	4	0	n/a	n/a
2020	Mar 22, 2021	$33.5M	$33.5M	6	4	0	n/a	n/a
2019	Mar 5, 2020	$31.0M	$31.0M	8	5	0	n/a	n/a
2018	Mar 14, 2019	$16.1M	$16.1M	8	5	0	n/a	n/a
2017	Mar 13, 2018	$5.7M	$5.7M	12	5	0	n/a	n/a
2016	Jan 17, 2017	$2.2M	$2.2M	23	5	n/a	n/a	n/a
2015	Feb 23, 2016	$1.1M	$1.1M	58	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$30.9M	$33.5M	-7.8%	$16.1M	24.4%	3	6	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GOOD HARBOR FINANCIAL	7	Jan 2, 2015	Feb 24, 2015	BARRINGTON, IL	Firm absorbed	Other	58.3%

Relationships

Registered with (16)

← Brian Patrick TumpaneAdvisorregistration: current employment
Apr 15, 2026 to presentfactForm ADV
← THOMAS GEORGE KOLESKIAdvisorregistration: current employment
Jul 27, 2017 to presentfactForm ADV
← NEIL RAY PEPLINSKIAdvisorregistration: previous registration
Nov 25, 2015 to Sep 30, 2022factForm ADV
← MATTHEW ALAN ROMAAdvisorregistration: previous registration
Feb 10, 2015 to May 7, 2018factForm ADV
← Michael BalchAdvisorregistration: previous registration
Feb 5, 2015 to Dec 31, 2017factForm ADV
← BRIAN JAMES GLYNNAdvisorregistration: previous registration
Apr 14, 2015 to Dec 11, 2017factForm ADV
← David Stephen UlmAdvisorregistration: previous registration
Feb 10, 2015 to Jul 26, 2016factForm ADV
← Thomas Lee PetricAdvisorregistration: previous registration
Feb 10, 2015 to Jul 26, 2016factForm ADV
← DENNIS G O'MALLEYAdvisorregistration: previous registration
Feb 10, 2015 to Jan 25, 2016factForm ADV
← MARGARET MARY OLEARYAdvisorregistration: previous registration
Feb 10, 2015 to Jan 14, 2016factForm ADV
← JAMES JOSEPH DUDDEYAdvisorregistration: previous registration
Feb 10, 2015 to Jan 4, 2016factForm ADV
← LACEY BLAIR ZavelovichAdvisorregistration: previous registration
Apr 30, 2015 to Dec 2, 2015factForm ADV
← MICHAEL JUSTIN SALEMYAdvisorregistration: previous registration
Feb 24, 2015 to Oct 30, 2015factForm ADV
← KEVIN WILLIAM REILLYAdvisorregistration: previous registration
Feb 10, 2015 to Sep 30, 2015factForm ADV
← Brandon BalaziAdvisorregistration: previous registration
Feb 25, 2015 to Apr 15, 2015factForm ADV
← JASON SCOTT SWEDOAdvisorregistration: previous registration
Feb 25, 2015 to Mar 18, 2015factForm ADV

Controls (1)

← KOLESKI, THOMAS, GEORGEOwnerHEAD OF FINANCIAL PLANNING & CCO, ownership code E, individual
Jul 6, 2022 to presentfactForm ADV

Affiliated with (2)

← GOOD HARBOR FINANCIALRegistered adviserother investment adviser, control, common control
factForm ADV
← BROADMEADOW CAPITAL, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Moved with (1)

← GOOD HARBOR FINANCIALRegistered adviser7 advisors, firm absorbed, same day
Jan 2, 2015 to Feb 24, 2015factForm ADV

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
Neil Ray Peplinski left Cedar Capital, Llc for Kingsview Wealth Management, Llc (registered 2021-10-01)
Form ADVobserved 4 days ago
Occurred
Jul 6, 2022
Control person left
Ray Neil Peplinski (Chief Investment Officer) no longer on Schedule A of Cedar Capital, Llc (listed 2022-03-17, absent 2022-07-06)
Form ADVobserved 4 days ago
Occurred
Jul 6, 2022
Control person left
Russell Paul Ingersoll (Chief Executive Officer) no longer on Schedule A of Cedar Capital, Llc (listed 2022-03-17, absent 2022-07-06)
Form ADVobserved 4 days ago
Occurred
Jul 6, 2022
Control person left
Kamlesh Yashesh Patel (Chief Operating Officer) no longer on Schedule A of Cedar Capital, Llc (listed 2022-03-17, absent 2022-07-06)
Form ADVobserved 4 days ago
Occurred
Jul 6, 2022
Control person left
John Christopher Mcgowan (Manager) no longer on Schedule A of Cedar Capital, Llc (listed 2022-03-17, absent 2022-07-06)
Form ADVobserved 4 days ago
Occurred
Jul 6, 2022
Control person left
W Kevin Swanson (Chief Compliance Officer) no longer on Schedule A of Cedar Capital, Llc (listed 2022-03-17, absent 2022-07-06)
Form ADVobserved 4 days ago
Occurred
Jul 6, 2022
Control person joined
George Thomas Koleski (Head Of Financial Planning & Cco) appeared on Schedule A of Cedar Capital, Llc
Form ADVobserved 4 days ago
Occurred
Mar 14, 2019
Control person left
Burriss David Boon (Chief Financial Officer) no longer on Schedule A of Cedar Capital, Llc (listed 2018-03-13, absent 2019-03-14)
Form ADVobserved 4 days ago
Occurred
Mar 14, 2019
Control person left
N Richard Garman (Manager) no longer on Schedule A of Cedar Capital, Llc (listed 2018-03-13, absent 2019-03-14)
Form ADVobserved 4 days ago
Occurred
Jan 2, 2015
First Form ADV filing
Cedar Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a037aa77-e75a-e8f5-0b53-63593f862d44
First observed: Jan 2, 2015
Last observed: Oct 10, 2022 48 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CEDAR CAPITAL, LLC

CRD 174020

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a037aa77-e75a-e8f5-0b53-63593f862d44

Data as of Oct 10, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS GEORGE KOLESKI

Certified Financial Planner

GLEN ELLYN, IL

Brian Patrick Tumpane

n/a

GLEN ELLYN, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KOLESKI, THOMAS, GEORGE

HEAD OF FINANCIAL PLANNING & CCO

yes

07/2022

Jul 6, 2022

Oct 10, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 17, 2022

$37.4M

n/a

2020

Mar 22, 2021

$33.5M

n/a

2019

Mar 5, 2020

$31.0M

n/a

2018

Mar 14, 2019

$16.1M

n/a

2017

Mar 13, 2018

$5.7M

n/a

2016

Jan 17, 2017

$2.2M

n/a

2015

Feb 23, 2016

$1.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$30.9M

$33.5M

-7.8%

$16.1M

24.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GOOD HARBOR FINANCIAL

Jan 2, 2015

Feb 24, 2015

BARRINGTON, IL

Firm absorbed

Other

58.3%