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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AVISEN ADVISORS, LLC

CRD 113791

SACRAMENTO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d8eaecf-ec66-65de-5684-ceef0db66b6a

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 20, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=true related_bank=false bd_reps=9.0
Regulatory AUM: $389MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $384M
Private client RAUM: $373MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $43.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 9
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 438
Individual clients: 100
High net worth clients: 91
SEC number: 801-67652
CRD: 113791
Filings on the tape: 27
First filed: Mar 30, 2012
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TERRY GEORGE FEIL	n/a	SACRAMENTO, CA	23	31	1	yes
DAVID LOTEN BASKINS	n/a	SACRAMENTO, CA	20	41	1	yes
MARTIN THEODORE HERMAN	n/a	SACRAMENTO, CA \| RENO, NV	17	40	1	yes
LINDA MAY BECKER	n/a	RENO, NV \| SACRAMENTO, CA	17	39	1	yes
KENNETH ELVIN BROWN	n/a	SACRAMENTO, CA	16	40	1	yes
ALAN WAYNE ROBELLO	n/a	SACRAMENTO, CA	16	37	n/a	yes
DUSTY HOETGER	Certified Financial Planner	SACRAMENTO, CA	15	21	n/a	yes
MICHELLE JOANN KESSEL-HARBART	n/a	SACRAMENTO, CA	7	23	n/a	yes
JASON T FEIL	n/a	SACRAMENTO, CA	3	14	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN, KENNETH, ELVIN	MANAGING MEMBER	D	yes	05/2001	Mar 30, 2012	Sep 25, 2024
ROBELLO, ALAN, WAYNE	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	yes	05/2001	Mar 30, 2012	Sep 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AVISEN WEALTH MANAGEMENT, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Reno	Nv	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$389M	$384M	9	9	1	n/a	n/a
2024	Mar 13, 2025	$356M	$352M	9	9	1	n/a	n/a
2023	Mar 27, 2024	$305M	$304M	9	9	1	n/a	n/a
2022	Mar 27, 2023	$258M	$258M	8	8	1	n/a	n/a
2021	Mar 25, 2022	$311M	$310M	8	8	1	n/a	n/a
2020	Mar 29, 2021	$258M	$256M	8	8	1	n/a	n/a
2019	Mar 30, 2020	$246M	$244M	8	8	1	n/a	n/a
2018	Mar 21, 2019	$203M	$200M	7	6	1	n/a	n/a
2017	Mar 20, 2018	$222M	$219M	7	6	1	n/a	n/a
2016	Mar 17, 2017	$195M	$189M	8	4	n/a	n/a	n/a
2015	Mar 15, 2016	$187M	$178M	8	4	n/a	n/a	n/a
2014	Mar 13, 2015	$180M	$170M	8	8	n/a	n/a	n/a
2013	Feb 25, 2014	$154M	$147M	9	2	n/a	n/a	n/a
2012	Mar 5, 2013	$126M	$119M	9	2	n/a	n/a	n/a
2011	Mar 30, 2012	$125M	$114M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$389M	$356M	9.2%	$258M	14.6%	9	9	1	1

Relationships

Registered with (13)

← JASON T FEILAdvisorregistration: current employment
May 1, 2023 to presentfactForm ADV
← MICHELLE JOANN KESSEL-HARBARTAdvisorregistration: current employment
Jun 25, 2019 to presentfactForm ADV
← DUSTY HOETGERAdvisorregistration: current employment
Jul 15, 2011 to presentfactForm ADV
← ALAN WAYNE ROBELLOAdvisorregistration: current employment
Feb 8, 2010 to presentfactForm ADV
← KENNETH ELVIN BROWNAdvisorregistration: current employment
Feb 5, 2010 to presentfactForm ADV
← LINDA MAY BECKERAdvisorregistration: current employment
May 11, 2009 to presentfactForm ADV
← MARTIN THEODORE HERMANAdvisorregistration: current employment
May 1, 2009 to presentfactForm ADV
← DAVID LOTEN BASKINSAdvisorregistration: current employment
Apr 6, 2006 to presentfactForm ADV
← TERRY GEORGE FEILAdvisorregistration: previous registration
Oct 17, 2002 to Dec 31, 2004factForm ADV
← Richard Scott DeBonoAdvisorregistration: previous registration
Jul 14, 2004 to Apr 10, 2017factForm ADV
← John ZamboangaAdvisorregistration: previous registration
Jan 21, 2011 to Sep 27, 2012factForm ADV
← THOMAS WENDELL OTTENAdvisorregistration: previous registration
Oct 3, 2007 to Nov 18, 2009factForm ADV
← PETER MICHAEL GILLESPIEAdvisorregistration: previous registration
Jul 14, 2004 to Dec 12, 2005factForm ADV

Controls (2)

← BROWN, KENNETH, ELVINOwnerMANAGING MEMBER, ownership code D, individual
Mar 30, 2012 to Sep 25, 2024factForm ADV
← ROBELLO, ALAN, WAYNEOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 30, 2012 to Sep 25, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d8eaecf-ec66-65de-5684-ceef0db66b6a
First observed: Mar 30, 2012
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AVISEN ADVISORS, LLC

CRD 113791

SACRAMENTO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d8eaecf-ec66-65de-5684-ceef0db66b6a

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TERRY GEORGE FEIL

n/a

SACRAMENTO, CA

yes

DAVID LOTEN BASKINS

n/a

SACRAMENTO, CA

yes

MARTIN THEODORE HERMAN

n/a

SACRAMENTO, CA | RENO, NV

yes

LINDA MAY BECKER

n/a

RENO, NV | SACRAMENTO, CA

yes

KENNETH ELVIN BROWN

n/a

SACRAMENTO, CA

yes

ALAN WAYNE ROBELLO

n/a

SACRAMENTO, CA

n/a

yes

DUSTY HOETGER

Certified Financial Planner

SACRAMENTO, CA

n/a

yes

MICHELLE JOANN KESSEL-HARBART

n/a

SACRAMENTO, CA

n/a

yes

JASON T FEIL

n/a

SACRAMENTO, CA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN, KENNETH, ELVIN

MANAGING MEMBER

yes

05/2001

Mar 30, 2012

Sep 25, 2024

ROBELLO, ALAN, WAYNE

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

05/2001

Mar 30, 2012

Sep 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AVISEN WEALTH MANAGEMENT, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Reno

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$389M

$384M

n/a

2024

Mar 13, 2025

$356M

$352M

n/a

2023

Mar 27, 2024

$305M

$304M

n/a

2022

Mar 27, 2023

$258M

n/a

2021

Mar 25, 2022

$311M

$310M

n/a

2020

Mar 29, 2021

$258M

$256M

n/a

2019

Mar 30, 2020

$246M

$244M

n/a

2018

Mar 21, 2019

$203M

$200M

n/a

2017

Mar 20, 2018

$222M

$219M

n/a

2016

Mar 17, 2017

$195M

$189M

n/a

2015

Mar 15, 2016

$187M

$178M

n/a

2014

Mar 13, 2015

$180M

$170M

n/a

2013

Feb 25, 2014

$154M

$147M

n/a

2012

Mar 5, 2013

$126M

$119M

n/a

2011

Mar 30, 2012

$125M

$114M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$389M

$356M

9.2%

$258M

14.6%