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J••• Z••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

J••• Z••••••••

Advisor at I••••••• F•••••••• S••••••• A•••••••

Pleasanton, CA | OAKLAND, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7c49125-53bc-df5d-546c-688f8fd1b9be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Jan 11, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• F•••••••• S••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 18, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• F•••••••• S••••••• A•••••••	I•••••••••_WEALTH	Dec 11, 2024	n/a	yes	Pleasanton, CA\|OAKLAND, CA	Current employment
A••••••• I••••••••• A•••••••• L••	I•••••••••_WEALTH	Feb 29, 2024	Dec 2, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• I••••••••• A•••••••• L••	I••••••• F•••••••• S••••••• A•••••••	Dec 2, 2024	Dec 11, 2024	9	Firm change	RIA to RIA
N••••••••• M••••• I••••••••• S•••••••••	A••••••• I••••••••• A•••••••• L••	Jan 2, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:169988:CA:2016-09-26	Oct 3, 2016	Jan 26, 2017	WALNUT CREEK, CA	Firm change
7870:111514:CA:2016-09-26	Oct 3, 2016	Sep 19, 2012	WALNUT CREEK, CA	Firm change after gap

Relationships

Registered with (12)

→ I••••••• F•••••••• S••••••• A•••••••Registered adviserregistration: current employment
Dec 11, 2024 to presentfactForm ADV
→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 29, 2024 to Dec 2, 2024factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Feb 28, 2020 to Jan 2, 2024factForm ADV
→ C•••••••• A•••••••• L••

Dated events

Occurred
Dec 2, 2024
A•••••• firm change
J••• Z•••••••• left A••••••• I••••••••• A•••••••• L•• for I••••••• F•••••••• S••••••• A••••••• (registered 2024-12-11)
Form ADVobserved 6 days ago
Occurred
Jan 2, 2024
A•••••• firm change
J••• Z•••••••• left N••••••••• M••••• I••••••••• S••••••••• for A••••••• I••••••••• A•••••••• L•• (registered 2024-02-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7c49125-53bc-df5d-546c-688f8fd1b9be
First observed: Jan 11, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.