DFX Intelligence

E••• B••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

E••• B••• S•••••

Advisor at T•• O•• R•••• F•••••••• S••••••• G••••• I••

GOLDEN VALLEY, MN

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Search this name across graphsid dfx:ria:9d9b2f44-111b-f881-9851-296122cb8bca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• O•• R•••• F•••••••• S••••••• G••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 25, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• O•• R•••• F•••••••• S••••••• G••••• I••	Independent wealth	Sep 1, 2023	n/a	yes	GOLDEN VALLEY, MN	Current employment
R•••• I••••••••• I•••	Former SEC adviser	Mar 28, 2018	Mar 21, 2023	no	MINNETONKA, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• I••••••••• I•••	T•• O•• R•••• F•••••••• S••••••• G••••• I••	Mar 21, 2023	Sep 1, 2023	164	Firm change	Other
U•• F•••••••• S••••••• I•••	R•••• I••••••••• I•••	Sep 19, 2007	Mar 28, 2018

Relationships

Registered with (3)

→ T•• O•• R•••• F•••••••• S••••••• G••••• I••Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ R•••• I••••••••• I•••Registered adviserregistration: previous registration
Mar 28, 2018 to Mar 21, 2023factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 12, 2006 to Sep 19, 2007factForm ADV

Dated events

Occurred
Mar 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d9b2f44-111b-f881-9851-296122cb8bca
First observed: Sep 12, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.