RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- T•• O•• R•••• F•••••••• S••••••• G••••• I•• independent RIA currentsince Sep 1, 2023 · Golden Valley, Mn
- R•••• I••••••••• I••• formerMar 28, 2018 to Mar 21, 2023 · Minnetonka, Mn
- U•• F•••••••• S••••••• I••• wirehouseSep 12, 2006 to Sep 19, 2007 · Minneapolis, Mn
- R•••• I••••••••• I••• to T•• O•• R•••• F•••••••• S••••••• G••••• I••left Mar 21, 2023, registered Sep 1, 2023 (164 days) · Other
- U•• F•••••••• S••••••• I••• to R•••• I••••••••• I•••left Sep 19, 2007, registered Mar 28, 2018 (3843 days) · Other
- E••• B••• S••••• left R•••• I••••••••• I••• for T•• O•• R•••• F•••••••• S••••••• G••••• I•• (registered 2023-09-01)Mar 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address