DFX Intelligence

C•••••• M••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner12 years in industry

C•••••• M••••• T•••••

Advisor at S••• W••••• A•••••••

PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d9f4c5d-6985-a064-ea4d-ab5a267c0b54

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• W••••• A•••••••	Independent wealth	May 3, 2022	n/a	yes	PLANO, TX	Current employment
H••••• F•••••••• S•••••••• L•••	Independent wealth	Jul 17, 2019	Apr 8, 2022	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• F•••••••• S•••••••• L•••	S••• W••••• A•••••••	Apr 8, 2022	May 3, 2022	25	Firm change	RIA to RIA
C•••• W•••••• • A••••••••• L••	H••••• F•••••••• S•••••••• L•••	Aug 2, 2018	Jul 17, 2019

Relationships

Registered with (3)

→ S••• W••••• A•••••••Registered adviserregistration: current employment
May 3, 2022 to presentfactForm ADV
→ H••••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Jul 17, 2019 to Apr 8, 2022factForm ADV
→ C•••• W•••••• • A••••••••• L••Registered adviserregistration: previous registration
Jan 6, 2015 to Aug 2, 2018factForm ADV

Dated events

Occurred
Apr 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d9f4c5d-6985-a064-ea4d-ab5a267c0b54
First observed: Jan 6, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.