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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Oswaldo Daniel Abreu

Advisor at ITAU INTERNATIONAL SECURITIES INC.

Miami, FL | MIAMI, FL

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Search this name across graphsid dfx:ria:9da8e1a0-bd44-e093-70bc-b125c3bb641b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ITAU INTERNATIONAL SECURITIES INC.
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 25, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 25, 2002
First registration: Aug 6, 2002
Dual registered: yes, broker-dealer
Other names: OZZIE ABREU|Oswaldo Daniel Abreu|Oswaldo Abreu
IAPD individual key: 4532747

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ITAU INTERNATIONAL SECURITIES INC.	Former SEC adviser	Aug 12, 2021	n/a	yes	Miami, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 5, 2020	Dec 21, 2020	no	Coral Springs, FL\|MIAMI, FL\|Key Biscayne, FL\|Miami, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 10, 2020	Apr 6, 2020	no	MIAMI, FL\|NEW YORK, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 17, 2010	Aug 21, 2018	no	MIAMI, FL\|MIAMI, FL\|CORAL GABLES, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	May 21, 2004	Aug 10, 2010	no	DORAL, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL	Previous registration
UNION PLANTERS INVESTMENT ADVISORS, INC.	n/a	Nov 10, 2003	May 6, 2004	no	HIALEAH, FL	Previous registration
UNION PLANTERS INVESTMENT ADVISORS, INC.	n/a	Aug 6, 2002	Jan 16, 2003	no	NORTH MIAMI BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	ITAU INTERNATIONAL SECURITIES INC.	Dec 21, 2020	Aug 12, 2021	234	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Apr 6, 2020	Aug 5, 2020	121	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 21, 2018	Feb 10, 2020	538	Firm change after gap	Wirehouse to wirehouse
SUNTRUST INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Aug 10, 2010	Nov 17, 2010	99	Firm change	Other
UNION PLANTERS INVESTMENT ADVISORS, INC.	SUNTRUST INVESTMENT SERVICES, INC.	May 6, 2004	May 21, 2004	15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:7059:NY:2020-04-01	Apr 6, 2020	Aug 5, 2020	NEW YORK, NY	Firm change

Relationships

Registered with (6)

→ ITAU INTERNATIONAL SECURITIES INC.Registered adviserregistration: current employment
Aug 12, 2021 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 5, 2020 to Dec 21, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 10, 2020 to Apr 6, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 17, 2010 to Aug 21, 2018factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 21, 2004 to Aug 10, 2010factForm ADV
→ UNION PLANTERS INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Nov 10, 2003 to May 6, 2004factForm ADV

Dated events

No dated event names this entity yet.