DFX Intelligence

J•••• W••••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J•••• W••••••• L••••

Advisor at N•••••• A•••••••

Florham, NJ | NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:9db11022-4f0c-04bf-59d4-e3bf1269c901

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Mar 17, 2025	n/a	yes	Florham, NJ\|NEW ORLEANS, LA	Current employment
P•••••• P•••••••• P•••••••• L••	Former SEC adviser	Aug 17, 2016	Apr 8, 2025	no	Florham Park, NJ\|PARAMUS, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••••• P•••••••• L••	N•••••• A•••••••	Apr 8, 2025	Mar 17, 2025	-22	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
165616:171351:NJ:2025-04-08	Apr 8, 2025	Mar 17, 2025	PARAMUS, NJ	Firm change

Relationships

Registered with (2)

→ N•••••• A•••••••Registered adviserregistration: current employment
Mar 17, 2025 to presentfactForm ADV
→ P•••••• P•••••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 17, 2016 to Apr 8, 2025factForm ADV

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9db11022-4f0c-04bf-59d4-e3bf1269c901
First observed: Aug 17, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.