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B•• P•••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

B•• P•••••• W••••• M•••••••••

B•••••• C••••• WEALTH MANAGEMENT INC., CRD 174761

RUMSON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9db406d3-19f1-53f9-bd5d-2117e00b0f5f

Data as of Feb 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 1
Observed: Apr 2, 2015 to Feb 12, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

B•• P•••••• W••••• M•••••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.04 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $470MItem 5.F on the latest filing (2026-02-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $470M
P•••••• client RAUM: $422MderivedItem 5.D individuals plus high net worth individuals
P•••••• client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• A••••• C•••••	Certified Financial Planner	RUMSON, NJ	11	29	2	no
C••••••••• P••• B••••••	Certified Financial Planner\|Chartered Financial Analyst	RUMSON, NJ	11	21

P•••••• funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•• F••••• F•••• L•	Other P•••••• Fund	$10.0M	Jul 23, 2024	42	Mar 20, 2023	reported	021-475323

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• C••••••••• P•••	CHIEF COMPLIANCE OFFICER, DIRECTOR, VICE PRESIDENT, SHAREHOLDER	C	yes	06/2009	Apr 2, 2015	Jul 23, 2024
C•••••• J•••• A•••••	DIRECTOR, PRESIDENT AND SHAREHOLDER	C	yes	06/2009	Apr 2, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J••• A••••• C•••••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$470M	$406M	15.7%	$246M	24.1%	6	6	1	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••••• I••••••••• S•••••••••	2	Sep 2, 2015	Apr 17, 2015	ATLANTIC HIGHLANDS, NJ	Team lift out	Other	1.9%

Relationships

Registered with (5)

← C•••• D•••• C•••••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← J•••• P••• O•••••••Advisorregistration: current employment
Jun 15, 2023 to presentfactForm ADV
← D•••• B•••• S•••••Advisorregistration: current employment
Jun 23, 2015 to presentfactForm ADV
← J••• A••••• C•••••

Dated events

Occurred
Apr 2, 2015
First Form ADV filing
Bernard Caroli Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9db406d3-19f1-53f9-bd5d-2117e00b0f5f
First observed: Apr 2, 2015
Last observed: Feb 12, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.