DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•• P•••••• W••••• M•••••••••
Legal name B•••••• C••••• W••••• M••••••••• I•••
Latest filing Feb 12, 2026
First filing on the tape Apr 2, 2015 · 21 filings
SEC status approved since Apr 15, 2015
RAUM
$470M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$422M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$93.9M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$470M as of Feb 12, 2026
Mar 18, 2016$101M then
HNW client RAUM$388M as of Feb 12, 2026
Mar 26, 2018$91.0M then
State-registered IARs (5.B.3)4 as of Feb 12, 2026
Mar 18, 20162 then
Employees (5.A)6 as of Feb 12, 2026
Mar 18, 20163 then
Private funds2 as of Feb 12, 2026
Mar 20, 20231 then
RAUM +16% over the last fiscal year+24% a year over threeIARs 4 to 4offices 0 to 1
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $93.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $809,784derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.9%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $17.9M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$388M83%
- Individuals$34.6M7.4%
- Pooled investment vehicles$17.9M3.8%
- Corporations and businesses$15.5M3.3%
- Charitable organizations$13.8M2.9%
- Individual clients
- 95reported
- HNW clients
- 118reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 580reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $17.9M for 2 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.04 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• P••• B••••••Certified Financial Planner, Chartered Financial Analyst | Rumson, Nj | Apr 17, 2015 | 21 y | 3 |
| J••• A••••• C•••••Certified Financial Planner | Rumson, Nj | Apr 17, 2015 | 29 y | 2 |
| D•••• B•••• S••••• | Rumson, Nj | Jun 23, 2015 | 21 y | 0 |
| J•••• P••• O••••••• | Rumson, Nj | Jun 15, 2023 | 21 y | 3 |
| C•••• D•••• C•••••••Certified Financial Planner | Atlantic Highlands, Nj | Jan 1, 2026 | 36 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• P••• O••••••• from S•••••• A•••• M••••••••• L••Jun 15, 2023 · RIA to RIA
- C••••••••• P••• B•••••• from W•••••• I••••••••• S•••••••••Apr 17, 2015 · Other
- J••• A••••• C••••• from W•••••• I••••••••• S•••••••••Apr 17, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W•••••• I••••••••• S•••••••••Sep 2, 2015 · Atlantic Highlands, Nj
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•• F••••• F•••• L• | Other Private Fund | $10.0M | 42 | Mar 20, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• C••••••••• P••• · Chief Compliance Officer, Director, Vice President, Shareholdercontrolsince 06/2009 · owns 25% to 50%
- C•••••• J•••• A••••• · Director, President And Shareholdercontrolsince 06/2009 · owns 25% to 50%
- C•••••••• C••••• D•••• · Director And Shareholdercontrolsince 02/2018 · owns 25% to 50%
- S•••••• D••••• B•••• · Director, Secretary And Shareholdersince 06/2009 · owns 10% to 25%
Related persons
Schedule D 7.A
- J••• A••••• C•••••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rumson, Nj · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 548 to 580Mar 19, 2025 to Feb 12, 2026
- Corporate clients · 2 to 7Mar 19, 2025 to Feb 12, 2026
- HNW clients · 102 to 118Mar 19, 2025 to Feb 12, 2026
- Individual clients · 107 to 95Mar 19, 2025 to Feb 12, 2026
- Pooled vehicle clients · 1 to 2Mar 19, 2025 to Feb 12, 2026
- Assets in custody · $13.1M to $17.9MMar 19, 2025 to Feb 12, 2026
- Other offices · 0 to 1Mar 19, 2025 to Feb 12, 2026
- Private funds · 1 to 2Mar 19, 2025 to Feb 12, 2026
- Discretionary RAUM · $406M to $470MMar 19, 2025 to Feb 12, 2026
- HNW RAUM · $341M to $388MMar 19, 2025 to Feb 12, 2026
- Individual RAUM · $31.1M to $34.6MMar 19, 2025 to Feb 12, 2026
- Non-discretionary RAUM · $103,311 to $0Mar 19, 2025 to Feb 12, 2026
- Pooled vehicle RAUM · $13.1M to $17.9MMar 19, 2025 to Feb 12, 2026
- RAUM · $406M to $470MMar 19, 2025 to Feb 12, 2026
- Accounts · 509 to 548Jul 23, 2024 to Mar 19, 2025
- Charity clients · 1 to 2Jul 23, 2024 to Mar 19, 2025
- Corporate clients · 5 to 2Jul 23, 2024 to Mar 19, 2025
- HNW clients · 99 to 102Jul 23, 2024 to Mar 19, 2025
- Individual clients · 102 to 107Jul 23, 2024 to Mar 19, 2025
- Assets in custody · $10.0M to $13.1MJul 23, 2024 to Mar 19, 2025
- Financial planning clients · 0 to 0Jul 23, 2024 to Mar 19, 2025
- Discretionary RAUM · $340M to $406MJul 23, 2024 to Mar 19, 2025
- HNW RAUM · $285M to $341MJul 23, 2024 to Mar 19, 2025
- Individual RAUM · $28.0M to $31.1MJul 23, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $51,229 to $103,311Jul 23, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $10.0M to $13.1MJul 23, 2024 to Mar 19, 2025
- RAUM · $340M to $406MJul 23, 2024 to Mar 19, 2025
- Accounts · 436 to 509Jul 31, 2023 to Feb 15, 2024
- Charity clients · unset to 1.0Jul 31, 2023 to Feb 15, 2024
- Corporate clients · 1 to 5Jul 31, 2023 to Feb 15, 2024
- HNW clients · 74 to 99Jul 31, 2023 to Feb 15, 2024
- Individual clients · 71 to 102Jul 31, 2023 to Feb 15, 2024
- Assets in custody · $5.2M to $10.0MJul 31, 2023 to Feb 15, 2024
- Financial planning clients · 11-25 to 0Jul 31, 2023 to Feb 15, 2024
- Discretionary RAUM · $246M to $340MJul 31, 2023 to Feb 15, 2024
- HNW RAUM · $218M to $285MJul 31, 2023 to Feb 15, 2024
- Individual RAUM · $18.7M to $28.0MJul 31, 2023 to Feb 15, 2024
- Non-discretionary RAUM · $79,206 to $51,229Jul 31, 2023 to Feb 15, 2024
- Pooled vehicle RAUM · $5.2M to $10.0MJul 31, 2023 to Feb 15, 2024
- RAUM · $246M to $340MJul 31, 2023 to Feb 15, 2024
Signals
1 dated events
- B•••••• C••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Apr 2, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B•• P•••••• W••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business phone
- 732-289-9259reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 732-291-7272reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/BCS-P••••••-WEALTH-MANAGEMEreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 732-291-7272reportedpublic record, Form ADV, Feb 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026