This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OPTIMIST CAPITAL

Current firm class

former SEC adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 14, 1981earliest registration or exam on IAPD

Years in industry

45derivedfrom the industry start date

Years at current firm

6derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Jan 14, 1981

First registration

Jan 17, 1992

Dual registered

no

Other names

JOHN SMITH

IAPD individual key

428085

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9db7c049-117e-4b75-bc78-2e6a8da10448

First observed

Jan 17, 1992

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.