This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$10.0MItem 5.F on the latest filing (2018-05-04); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$10.0M

Private client RAUM

$10.0MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$2.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

28

Individual clients

10

High net worth clients

4

SEC number

801-112387

CRD

292023

Filings on the tape

7

First filed

Jan 3, 2018

Latest filed

May 4, 2018

Organised

Limited Liability Company, Florida

• Occurred

  Jan 3, 2018
  First Form ADV filing

  Optimist Capital filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:02baab1d-9752-2911-57dd-249bbc0f2cbd

First observed

Jan 3, 2018

Last observed

May 4, 2018 102 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.