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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

William Gerry Keene

Advisor at LPL ENTERPRISE, LLC

PERRYVILLE, MO | ST LOUIS, MO

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Search this name across graphsid dfx:ria:9dbac8d1-e863-adc8-142c-14d07b509ba9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 12, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 19, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 19, 1993
First registration: Nov 12, 1996
Dual registered: yes, broker-dealer
Other names: GERRY KEENE|William Gerry Keene|WILLIAM GERRY KEENE
IAPD individual key: 2367862

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	ST LOUIS, MO\|PERRYVILLE, MO	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Mar 18, 2020	Nov 14, 2024	no	St. Louis, MO	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 30, 2019	Mar 16, 2020	no	Chesterfield, MO	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 6, 2003	Sep 26, 2003	no	CAPE GIRARDEAU, MO	Previous registration
FFP ADVISORY SERVICES INC	n/a	Nov 12, 1996	Dec 17, 2002	no	CAPE GIRARDEAU, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
MML INVESTORS SERVICES, LLC	PRUCO SECURITIES, LLC	Mar 16, 2020	Mar 18, 2020	2	Firm change	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	MML INVESTORS SERVICES, LLC	Sep 26, 2003	Apr 30, 2019	5,695	Firm change after gap	Other
FFP ADVISORY SERVICES INC	TRANSAMERICA FINANCIAL ADVISORS, LLC	Dec 17, 2002	Jan 6, 2003	20	Firm change	Other

Relationships

Registered with (5)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 18, 2020 to Nov 14, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Apr 30, 2019 to Mar 16, 2020factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 6, 2003 to Sep 26, 2003factForm ADV
→ FFP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Nov 12, 1996 to Dec 17, 2002factForm ADV

Dated events

No dated event names this entity yet.