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Registered advisor
W•••••• G•••• K••••
Feed of 09/14/2026
Also filed as Gerry Keene
At current firm
1 y
since Nov 14, 2024
In the industry
33 y
since Jul 19, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · St Louis, Mo
- P•••• S••••••••• L•• no RAUMMar 18, 2020 to Nov 14, 2024 · St. Louis, Mo
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 30, 2019 to Mar 16, 2020 · Chesterfield, Mo
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 6, 2003 to Sep 26, 2003 · Cape Girardeau, Mo
- F•• A••••••• S••••••• I•• unclassifiedNov 12, 1996 to Dec 17, 2002 · Cape Girardeau, Mo
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Mar 16, 2020, registered Mar 18, 2020 (2 days) · Affiliated broker-dealer or bank to another
- T••••••••• F•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••left Sep 26, 2003, registered Apr 30, 2019 (5695 days) · Other
- F•• A••••••• S••••••• I•• to T••••••••• F•••••••• A•••••••• L••left Dec 17, 2002, registered Jan 6, 2003 (20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address