DFX Intelligence

C•••••••• E•••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

C•••••••• E•••••••• C••••••

Advisor at R••••• W• B•••• • C•• I•••••••••

Columbus - Grandview Heights, OH

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Search this name across graphsid dfx:ria:9dc60c6c-73e1-f92e-4bcb-91869fad40e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 2, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Oct 18, 2019	n/a	yes	Columbus - Grandview Heights, OH	Current employment
J••••• H•••••••• W••• L••••• L••	Former SEC adviser	Nov 6, 2017	Oct 18, 2019	no	Grandview Heights, OH\|Columbus, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• H•••••••• W••• L••••• L••	R••••• W• B•••• • C•• I•••••••••	Oct 18, 2019	Oct 18, 2019	0	Bulk transfer	RIA to RIA
F•••• T•••• S••••••••• I•••	J••••• H•••••••• W••• L••••• L••	Nov 13, 2017	Nov 6, 2017

Relationships

Registered with (4)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Oct 18, 2019 to presentfactForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Nov 6, 2017 to Oct 18, 2019factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 26, 2012 to Nov 13, 2017factForm ADV
→ K•••••• C•••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9dc60c6c-73e1-f92e-4bcb-91869fad40e3
First observed: Nov 2, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.