RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Oct 18, 2019 · Columbus - Grandview Heights, Oh
- J••••• H•••••••• W••• L••••• L•• formerNov 6, 2017 to Oct 18, 2019 · Grandview Heights, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedNov 26, 2012 to Nov 13, 2017 · Columbus, Oh
- K•••••• C•••••• M•••••• I••• unclassifiedNov 2, 2005 to Feb 15, 2007 · Columbus, Oh
- J••••• H•••••••• W••• L••••• L•• to R••••• W• B•••• • C•• I•••••••••left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to J••••• H•••••••• W••• L••••• L••left Nov 13, 2017, registered Nov 6, 2017 (-7 days) · Other
- K•••••• C•••••• M•••••• I••• to F•••• T•••• S••••••••• I•••left Feb 15, 2007, registered Nov 26, 2012 (2111 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address