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Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Guilford, CT | WASHINGTON, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 17, 2014 | n/a | yes | WASHINGTON, DC|Guilford, CT | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 8, 2011 | Apr 25, 2014 | no | WASHINGTON, DC | Previous registration |
| T. ROWE PRICE ADVISORY SERVICES, INC. | Bd affiliated wealth | Oct 15, 2007 | May 31, 2011 | no | MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 25, 2014 | Apr 17, 2014 | -8 | Firm change | Wirehouse to wirehouse |
| T. ROWE PRICE ADVISORY SERVICES, INC. | UBS FINANCIAL SERVICES INC. | May 31, 2011 | Jun 8, 2011 | 8 | Firm change | Other |