This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WORLD EQUITY GROUP, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2016earliest registration or exam on IAPD

Years in industry

9derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Jun 8, 2019

First registration

Mar 8, 2021

Dual registered

yes, broker-dealer

Other names

Mark Daniel Kaplan|Mark Kaplan

IAPD individual key

6710147

• Occurred

  Jan 31, 2025
  Advisor changed firm

  Mark D Kaplan left Park Avenue Securities Llc for World Equity Group, Inc. (registered 2025-02-11)

  Form ADVobserved 6 days ago
• Occurred

  Feb 1, 2024
  Advisor changed firm

  Mark D Kaplan left Compass Wealth for Park Avenue Securities Llc (registered 2024-05-06)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9dd4b859-d21c-1a39-63f0-238bf528ee94

First observed

Mar 8, 2021

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.