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W•••••• D•••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

W•••••• D•••••• K•••

Advisor at P•••••••• S••••••••• I•••

COLLIERVILLE, TN

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Search this name across graphsid dfx:ria:9dd7e605-01bc-841e-cd53-9120eaf26949

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 8, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Sep 14, 2017	n/a	yes	COLLIERVILLE, TN	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Aug 17, 2016	Aug 8, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	P•••••••• S••••••••• I•••	Aug 8, 2017	Sep 14, 2017	37	Firm change	Other
S••••••• I••••••••• S•••••••• I•••	T••••• A••••••• S•••••••• I•••	Dec 31, 2016

Relationships

Registered with (5)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
Sep 14, 2017 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 17, 2016 to Aug 8, 2017factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 17, 2014 to Dec 31, 2016factForm ADV
→ F•••• H•••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9dd7e605-01bc-841e-cd53-9120eaf26949
First observed: Mar 11, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.