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Advisor at ESI FINANCIAL ADVISORS
ALBANY, NY | COLCHESTER, VT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | Independent wealth | Jun 22, 2021 | n/a | yes | COLCHESTER, VT|ALBANY, NY | Current employment |
| TRUSTEE EMPOWERMENT & PROTECTION, INC. | Institutional manager | Apr 17, 2001 | Sep 4, 2018 | no | ALBANY, NY|ALBANY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUSTEE EMPOWERMENT & PROTECTION, INC. | ESI FINANCIAL ADVISORS | Sep 4, 2018 | Jun 22, 2021 | 1,022 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108249:265:NY:2018-09-04 | Sep 4, 2018 | Jun 22, 2021 | ALBANY, NY | Firm change after gap |