DFX Intelligence

L•••••• D•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

L•••••• D•••••• S•••••••

Advisor at H••••• W••••• G•••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:9de03824-b40f-3c5e-2c3b-aa5bbfb2437d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 17, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• W••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• W••••• G•••• L••	Independent wealth	Mar 3, 2026	n/a	yes	HOUSTON, TX	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jul 13, 2021	Jan 15, 2026	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	H••••• W••••• G•••• L••	Jan 15, 2026	Mar 3, 2026	47	Firm change	Ibd to new firm
P•• M•••••• A•••••• S••••••••• I•••	T••••• A••••••• S•••••••• I•••	May 7, 2021	Jul 13, 2021

Relationships

Registered with (3)

→ H••••• W••••• G•••• L••Registered adviserregistration: current employment
Mar 3, 2026 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 13, 2021 to Jan 15, 2026factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2015 to May 7, 2021factForm ADV

Dated events

Occurred
Jan 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9de03824-b40f-3c5e-2c3b-aa5bbfb2437d
First observed: Feb 17, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.