DFX Intelligence

P••• S• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst32 years in industry

P••• S• B•••••••

Advisor at M••••• G••••• A••••••• I•••

DENVER, CO | Hockessin, DE

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Search this name across graphsid dfx:ria:9e0717ac-7afb-b823-65a8-a4ac8e791dff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 13, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Jul 26, 2023	n/a	yes	Hockessin, DE\|DENVER, CO	Current employment
M•••••• F•••••••• P••••••• I••	Former SEC adviser	Jun 10, 2014	Mar 25, 2024	no	NEWARK, DE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• F•••••••• P••••••• I••	M••••• G••••• A••••••• I•••	Mar 25, 2024	Jul 26, 2023	-243	Firm change after gap	RIA to RIA
M•••••• A•••••••• L••	M•••••• F•••••••• P••••••• I••	Dec 31, 2013	Jun 10, 2014

Relationships

Registered with (3)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Jul 26, 2023 to presentfactForm ADV
→ M•••••• F•••••••• P••••••• I••Registered adviserregistration: previous registration
Jun 10, 2014 to Mar 25, 2024factForm ADV
→ M•••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 13, 2002 to Dec 31, 2013factForm ADV

Dated events

Occurred
Mar 25, 2024
Advisor changed firm
P••• S• B••••••• left M•••••• F•••••••• P••••••• I•• for M••••• G••••• A••••••• I••• (registered 2023-07-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e0717ac-7afb-b823-65a8-a4ac8e791dff
First observed: Sep 13, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.