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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 3, 2023 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| PERSONAL CAPITAL ADVISORS CORPORATION | Former SEC adviser | Oct 30, 2020 | Apr 3, 2023 | no | San Francisco, CA|Western Springs, IL|Panama City Beach, FL | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Mar 15, 2019 | Oct 3, 2020 | no | Barrington, IL|Oak Brook, IL | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Mar 15, 2019 | Oct 3, 2020 | no | BARRINGTON, IL|Oak Brook, IL | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Sep 5, 2017 | Feb 8, 2019 | no | LAGRANGE PARK, IL|RIVERSIDE, IL|CHICAGO, IL|DOWNERS GROVE, IL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 12, 2013 | Aug 15, 2017 | no | OAK LAWN, IL|OAK LAWN, IL|WORTH, IL|ALSIP, IL|PALOS HEIGHTS, IL|HICKORY HILLS, IL|ALSIP, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Mar 14, 2012 | Mar 13, 2013 | no | Oak Brook, IL | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Sep 23, 2005 | Oct 2, 2006 | no | NAPERVILLE, IL|ROSEMONT, IL|ROSEMONT, IL|DOWNERS GROVE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PERSONAL CAPITAL ADVISORS CORPORATION | EMPOWER ADVISORY GROUP, LLC | Apr 3, 2023 | Apr 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | PERSONAL CAPITAL ADVISORS CORPORATION | Oct 3, 2020 | Oct 30, 2020 | 27 | Firm change | RIA to RIA |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 3, 2020 | Mar 15, 2019 | -568 | Channel change | Other |
| PNC WEALTH MANAGEMENT | TD AMERITRADE, INC. | Feb 8, 2019 | Mar 15, 2019 | 35 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | PNC WEALTH MANAGEMENT | Aug 15, 2017 | Sep 5, 2017 | 21 | Firm change | Other |
| MORGAN STANLEY | J.P. MORGAN SECURITIES LLC | Mar 13, 2013 | Aug 12, 2013 | 152 | Firm change | Wirehouse to wirehouse |
| PRUCO SECURITIES, LLC | MORGAN STANLEY | Oct 2, 2006 | Mar 14, 2012 | 1,990 | Firm change after gap | Other |