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R••••• T••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

R••••• T••••• O•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

HURST, TX | North Richland Hills, TX | TULSA, OK

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Search this name across graphsid dfx:ria:9e17f6b4-7128-fc2b-e2ed-61f6f2b8ffd8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 4, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 17, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	May 11, 2016	n/a	yes	TULSA, OK\|HURST, TX\|North Richland Hills, TX	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Dec 15, 2014	Mar 7, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	A••••••••• F•••••••• S•••••••• L••	Mar 7, 2016	May 11, 2016	65	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	A••••• A•• P••••••• S•••••••	Aug 29, 2014

Relationships

Registered with (2)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 4, 2011 to Aug 29, 2014factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Dec 15, 2014 to Mar 7, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e17f6b4-7128-fc2b-e2ed-61f6f2b8ffd8
First observed: May 4, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.