L•• E••• L•••

Advisor at S••••

Alamo, CA | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 11, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Jul 15, 2025	n/a	yes	NEW YORK, NY\|Alamo, CA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 18, 2021	Jul 10, 2025	no	Alamo, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	S••••	Jul 10, 2025	Jul 15, 2025	5	Firm change	Ibd to RIA
W•••• F•••• A•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 28, 2021	Oct 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:19616:CA:2019-09-03	Sep 3, 2019	Aug 30, 2019	WALNUT CREEK, CA	Firm change

Relationships

Registered with (5)

→ S••••Registered adviserregistration: current employment
Jul 15, 2025 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 18, 2021 to Jul 10, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 30, 2019 to Oct 28, 2021factForm ADV
→ M••••• S••••••

Dated events

Order

Occurred
10 Jul 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 10, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.