DFX Intelligence

B••••• J••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

B••••• J••••• B•••••••

Advisor at I•••••••• A•••••••• L••

URBANDALE, IA | Bowling Green, OH

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Search this name across graphsid dfx:ria:9e1e43ef-31ad-5398-7bf1-8fbf81638645

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A•••••••• L••	Bd affiliated wealth	Jan 2, 2026	n/a	yes	URBANDALE, IA\|Bowling Green, OH	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Dec 14, 2012	Dec 31, 2025	no	TOLEDO, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	I•••••••• A•••••••• L••	Dec 31, 2025	Jan 2, 2026	2	Firm change	Ibd to ibd
S••••••• I••••••••• I•••	O•••• W•••••• I•••	Dec 18, 2012	Dec 14, 2012

Relationships

Registered with (6)

→ I•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Dec 14, 2012 to Dec 31, 2025factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 20, 2011 to Dec 18, 2012factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e1e43ef-31ad-5398-7bf1-8fbf81638645
First observed: Jan 1, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.